Proposed Amendments to CFTC Regulation 4.7

Regulation 4.7 exempts CPOs and CTAs from many disclosure, reporting, and recordkeeping requirements otherwise applicable to such firms, subject ...

The optional monthly account statement reporting schedule for Funds of Funds operated under Regulation 4.7 is available to their CPOs as of the ...

The Final Rule Amendments ... The CFTC is increasing the two thresholds in the Portfolio Requirement under CFTC Rule 4.7(a)(1)(v) from $2 million ...

CFTC Regulation 4.7, adopted in 1992, creates an exemption from certain Part 4 requirements for CPOs and CTAs that privately offer or sell pool ...

Earlier today, the Commodity Futures Trading Commission (“CFTC”) finalized the first major changes to CFTC Regulation 4.7 (“Rule 4.7”) in ...

The Commodity Futures Trading Commission (CFTC) has adopted amendments to CFTC Rule 4.7 ... Proposed Amendments not Included in the Final Rule.

Under Rule 4.7, registered CPOs and CTAs that offer pools or advisory services solely to QEPs are exempt from delivering general, risk, and ...

CFTC Proposes First Major Changes to Rule 4.7 in Over 30 Years · new minimum disclosure rules for CPOs and CTAs that rely on Regulation 4.7 ...

The CFTC did not approve the sweeping changes to Rule 4.7 it had proposed that would have dramatically increased regulatory burdens and cut ...

CPOs and CTAs must comply with the increased Portfolio Requirement thresholds in Regulation 4.7(a) by March 26, 2025. It should be noted that ...

On September 12, 2024, the Commodity Futures Trading Commission (CFTC) adopted amendments to CFTC Regulation 4.7 (Reg. ... The CFTC chose not to ...

The Commodity Futures Trading Commission (Commission or CFTC) is adopting amendments to certain provisions of its regulations (the Final ...

(4) Technical amendments to CFTC Regulation 4.7 designed to improve its efficiency and usefulness for intermediaries and their prospective and ...

... 4.7) under the Commodity Exchange Act, as amended (CEA) ... proposed earlier in the year (Proposed Rule), they are the ...

The proposed amendments would have required substantial additional disclosures for managers of funds and accounts that rely on the CFTC's 4.7 ...

On October 2, 2023, the Commodity Futures Trading Commission (CFTC) published a notice of proposed rulemaking (NPRM), which includes a ...

Notably, the CFTC did not adopt previously proposed amendments that would have created significant new disclosure requirements for CPOs and CTAs ...

The final amendments to Rule 4.7 are a subset of those originally proposed in October 2023 (the Proposal).2 As adopted, the amendments:.

The Commodity Futures Trading Commission (CFTC or Commission) recently proposed amendments to CFTC Regulation 4.7 (the Proposed Rule) that would ...

12, 2024, the Commodity Futures Trading Commission (“CFTC”) adopted amendments (“Final Rule”)[1] to CFTC Rule 4.7, which is the primary ...