Proposed Amendments to CFTC Regulations

Final standards established pursuant to this rulemaking will later be adopted for certain collections of information in separate rulemakings by the agencies or ...

CFTC Finalizes Rule 4.7 Amendments, Defers Key Disclosure ...

The CFTC is increasing the two thresholds in the Portfolio Requirement under CFTC Rule 4.7(a)(1)(v) from $2 million to $4 million for the ...

CFTC Approves Proposed Amendments to Regulations Regarding ...

The Commodity Futures Trading Commission today announced the approval of a proposed rule to revise CFTC regulations regarding real-time public reporting and ...

CFTC Adopts Amendments to Regulation 4.7, Does Not Adopt ...

The amendments include (i) increasing the monetary thresholds that certain persons must satisfy to qualify as “qualified eligible persons” (QEPs) ...

Proposed Rules, Guidance & Exemptive Orders | CFTC

To date, the CFTC has issued 91 proposed rules, 4 advanced notices of proposed rulemaking, 6 proposed exemptive orders and 1 other notices.

CFTC Finalizes Amendments to Exemptions for CPOs and CTAs ...

The Commodity Futures Trading Commission (CFTC) has adopted amendments to CFTC Rule 4.7, including adjustments to the portfolio requirement ...

Rules & Rule Amendments | CFTC

A registered entity may elect to submit any such new rule or rule amendment to the CFTC under the ten-day review procedure of CFTC Regulation 40.4 for a ...

CFTC Proposes First Major Changes to Rule 4.7 in Over 30 Years

CFTC Regulation 4.7, which a substantial number of institutional investment managers rely on globally, provides CPOs and CTAs with an exemption ...

Amendments to Other CFTC Regulations to Account for Proposed ...

This post is the final installment of our multi-part series on CFTC Regulation §1.44, as proposed by the U.S. Commodity Futures Trading ...

Real-Time Public Reporting Requirements and Swap Data ...

On December 28, 2023, the Commodity Futures Trading Commission (“Commission” or “CFTC”) published in the Federal Register a notice of proposed ...

Wait, There's More: The CFTC Proposes Additional Swap Reporting ...

The current regulations permit only unconditional designations. The amendment would apply to UPI system designations for all swap categories.

CFTC Approves Proposed Rules and Other Commission Business

Washington, D.C. — The Commodity Futures Trading Commission announced today it approved the following matters: · Proposed Rule: Regulations to ...

CFTC Proposes Amendments to CPO, CTA Regulations | WilmerHale

The Commodity Futures Trading Commission (CFTC or Commission) recently proposed amendments to CFTC Regulation 4.7 (the Proposed Rule) that would ...

CFTC Extends Public Comment Period for Proposed Amendments ...

The proposal would amend CFTC Regulation 40.11 to further specify types of event contracts that fall within the scope of Commodity Exchange Act ...

Proposed Amendments to CFTC Regulation 1.25 (SIFMA AMG)

SIFMA AMG supports the Proposal and the updating of CFTC Regulation 1.25 to include foreign sovereign debt and U.S. Treasury ETFs as permitted ...

Proposed Amendments to CFTC Regulations - Seward & Kissel LLP

On January 26, 2011, the Commodity Futures Trading Commission (the “CFTC”) proposed a series of amendments to its regulations, one of which is to eliminate ...

Impact of Proposed Amendments to CFTC Regulation 4.7 on CPOs ...

The US Commodities Futures Trading Commission (CFTC) recently proposed new rules that, among other actions, update the definition of a ...

CFTC Issues Proposal on Event Contracts

In light of these developments, the Commission proposes to amend CFTC regulation 40.11 to further specify types of event contracts that fall ...

CFTC Proposes Amendments to Swap Reporting Fields...Again

On December 15, 2023, the CFTC approved (by seriatim) a proposed rule that would amend its swap reporting rules and add a number of ...

CFTC Proposed Rule Will Affect Futures Commission Merchant

The proposed amendments to CFTC Regulation §1.58 would add a new clause (c) and require a non-clearing FCM with an omnibus account at a clearing ...