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SEC Adopts New Private Fund Adviser Rules


SEC Enhances the Regulation of Private Fund Advisers

The Securities and Exchange Commission today adopted new rules and rule amendments to enhance the regulation of private fund advisers and ...

Private fund adviser rules vacated: Key takeaways - DLA Piper

Private fund adviser rules vacated: Key takeaways ... In August 2023, the SEC adopted the Private Fund Rules, which included five new rules: the ...

SEC Adopts Final Private Fund Adviser Rules | White & Case LLP

On August 23, 2023, the Securities and Exchange Commission ("SEC") approved significant new rules applicable to advisers of private funds ...

New private fund adviser rules: overview chart - SEC.gov

The new Private Fund Adviser rules were adopted on August 23, 2023. Who2. When will this rule apply?3. Registered. Private Fund. Advisers. All Other.

The SEC's New Private Fund Adviser Rules: A Guide to Compliance

On 23 August, the US Securities and Exchange Commission adopted new rules and rule amendments that will impose substantial regulation on the ...

A Practical Guide to Interpreting the New SEC Private Fund Adviser ...

Our reference guide to the SEC's new Private Fund Adviser Rules ... adoption of the Final Rules, claiming that the SEC overstepped its legal ...

5th Circuit Strikes Down Private Fund Adviser Rules

... new rules applicable to advisers to private funds1 recently enacted by the Securities and Exchange Commission (SEC). These rules, as adopted ...

Private Fund Advisers; Documentation of Registered Investment ...

The Securities and Exchange Commission (“Commission”) is adopting technical amendments to various rules under the Investment Advisers Act of ...

SEC Issues New Private Fund Rules - FTI Consulting

In August 2023, the Securities and Exchange Commission adopted new rules and rule amendments to enhance the regulation of private fund ...

US SEC adopts wide-reaching rules for private fund advisers

On August 23, 2023, the SEC adopted highly controversial new rules and rule amendments to the Investment Advisers Act of 1940 in an effort to further ...

SEC Adopts New Private Fund Adviser Rules | Insights

Mandatory Private Fund Adviser Audits Rule (Rule 206(4)-10) (applicable to registered private fund advisers only) ... Annually within 120 days of ...

SEC adopts new rules and amendments that increase private fund ...

The SEC's amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondaries, restricted activities, ...

SEC Adopts Sweeping Rules for Private Fund Advisers

Under the rules, registered private fund advisers must provide investors with quarterly statements that detail information about fund ...

SEC Adopts Significant Rule Changes for Private Fund Advisers ...

The SEC voted 3-2 to adopt sweeping new rules 1 under the Investment Advisers Act of 1940 (the “Advisers Act”) that significantly increase the regulation of ...

SEC Adopts New Rules for Private Fund Advisers - Arnold & Porter

The Securities and Exchange Commission (SEC) adopted rules that will dramatically expand the compliance and operational obligations of private fund advisers.

SEC Adopts New Rules with Significant Impact for Private Fund ...

Private fund Advisers will be prohibited from charging or allocating to a Fund: any regulatory, compliance or examination fees or expenses of ...

Private Fund Advisers - SEC.gov

The amendments to rule 206(4)-7 require that all advisers registered with the Commission, including those that do not advise private funds, ...

SEC Adopts Expansive Private Fund Adviser Rules | Morrison Foerster

On August 23, 2023, the SEC adopted new rules and amendments to existing rules (collectively, the “New Rules”) under the Investment Advisers ...

SEC Adopts Long-Awaited Private Fund Adviser Rules - Jones Day

On August 23, 2023, the SEC adopted rules focused on private fund advisers, related record keeping requirements, and requirements for ...

Split SEC Adopts New and Amended Rules Overhauling Private ...

The US Securities and Exchange Commission (SEC) on August 23 voted 3-2 to adopt new and amended rules under the Investment Advisers Act of ...