SEC Adopts New Rules for Securities Lending

SEC Adopts Rule to Increase Transparency in the Securities ...

The rule is intended to increase the transparency and efficiency of the securities lending market. “Securities lending played a role in the 2008 ...

SEC Adopts Rules to Increase Transparency in Securities Lending ...

During an open meeting on Oct. 13, 2023, the Commission voted to adopt new Rule 10c-1a, which is intended to increase the transparency and ...

SEC Adopts New Securities Lending Reporting Rule

The SEC adopted new Rule 10c-1a (the “Securities Lending Rule”), requiring the reporting of certain securities lending transactions.

SEC Adopts Rule for the Reporting of Securities Lending Transactions

On October 13, 2023, in a 3-2 vote, the Securities and Exchange Commission (the “SEC”) adopted new Rule 10c-1a (the. “Final Rule”)1 under ...

New SEC Rule Requires Extensive Reporting and Disclosure of ...

New SEC Rule Requires Extensive Reporting and Disclosure of Securities Lending Information · Loan Data Elements: Specified material loan terms ...

SEC Adopts Securities Lending Reporting Rules - Morgan Lewis

On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the reporting and dissemination of certain details regarding ...

SEC Adopts Rule to Enhance the Transparency of Securities ...

The Rule requires an RNSA, “not later than the morning of the business day after covered securities loans are effected or modified” to make ...

SEC Adopts Rules on Short Sales and Securities Lending

The Securities and Exchange Commission on October 13, 2023, adopted two new rules under the Securities Exchange Act of 1934 expanding reporting requirements ...

SEC Adopts Rule Regarding Reporting of Securities Loans | 10 | 2023

The Final Rule requires reporting of securities loan information to a registered national securities association (RNSA), meaning FINRA.

SEC Adopts Securities Lending Disclosure Requirement | Publications

On October 13, 2023, the SEC adopted new Rule 10c-1a under the Securities Exchange Act of 1934, which will require the reporting of certain ...

SEC Extends Review Period for Proposed Securities Lending Rules

5, 2024. FINRA's proposed rulemaking is mandated by recently adopted Rule 10c-1a of the Securities Exchange Act of 1934, as amended (“Exchange ...

SEC Adopts Share Lending Disclosure Rules - Paul, Weiss

The SEC has adopted new Rule 10c-1a, which will require disclosure to a registered national securities association (“RNSA”)[1] of specified details ...

Final Rule: Reporting of Securities Loans - SEC.gov

securities lending transaction as a result of the proposed changes to Rule 10c-1 … ... entering into new loans and who was no longer borrowing ...

SEC Securities Lending Rule: Increased Transparency and the Risk ...

As adopted, Rule 10c-1a represents an entirely new regulatory reporting regime, effectively requiring that all securities loans be reported to ...

SEC Finalizes Securities Lending Reporting Rule - Morgan Lewis

The SEC adopted the new rule, Rule 10c-1a, under the Securities Exchange Act of 1934 on October 13, 2023. Rule 10c-1a requires the reporting of ...

FINRA Proposes Rules Regarding SEC-Mandated ReportingVedder ...

Covered persons must begin reporting securities lending information required by Rule 10c-1a and the FINRA Rule 6500 Series to FINRA starting on ...

SEC Finalizes Rule Requiring Securities Loan Reporting

On October 13, the Securities and Exchange Commission (the “SEC”) adopted new rule 10c-1a (the “Rule”), which establishes broad reporting ...

Reporting of Securities Loans: SEC Final Rule - KPMG International

The Securities and Exchange Commission (SEC) adopts a new final rule (Rule 10c-1a) under the Securities Exchange Act that will require the reporting and ...

SEC Adopts New Rules for Securities Lending | MFDF

It promotes competition. It promotes fair, orderly, and efficient markets.” The rule will become effective 60 days after the date the adopting ...

FINRA Proposes Rules to Implement New Securities Lending and ...

Pursuant to SEC Rule 10c-1a(d), any reported modification must include (1) the date and time of the modification; (2) the specific modification ...