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SEC Adopts Rule Amendments to Provide Investors Using Proxy ...


SEC Adopts Rule Amendments to Provide Investors Using Proxy ...

The Securities and Exchange Commission today voted to adopt amendments to its rules governing proxy solicitations designed to ensure that ...

SEC Adopts Amendments to Proxy Rules Governing Proxy Voting ...

The Securities and Exchange Commission today voted to adopt amendments to its rules governing proxy voting advice as proposed in November 2021.

SEC Adopts Rules to Enhance Proxy Voting Disclosure by ...

“The amendments will provide investors with more detailed information about proxy votes, create more consistency around how funds describe ...

SEC Adopts Amendments to Rescind 2020 Rules Regulating Proxy ...

The rule amendments took effect on November 2, 2020, and proxy advisors were required to comply with the new conditions by December 1, 2021. See ...

SEC Adopts Final Rule Requiring Additional Proxy Voting Disclosures

This client provides a high-level overview of the final rule and form amendments ... In contrast, an institutional investment manager would “have ...

SEC Adopts Amendments Regarding Proxy Rules' Applicability to ...

The 2020 supplemental guidance addressed investment advisers' use of automated proxy voting systems hosted by PVABs, which have amounted to “ ...

SEC Adopts Amendments to Proxy Voting Rules to Enhance the ...

In connection with the removal of Rule 14a-2(b)(9)(ii), the SEC is also rescinding supplemental guidance to investment advisors about their ...

SEC Adopts Amendments to Proxy Voting Advice Rules

The SEC indicated that the amendments are intended to enhance the ability of proxy advisory firms, or proxy voting advice businesses (PVABs), to provide ...

SEC Adopts Final Rules on Proxy Voting Advice and Related ...

While the Amendments provide two key safe harbors for complying with new disclosure and procedural requirements (as discussed in more detail below), the ...

SEC Adopts Amendments to Rules Governing Proxy Voting Advice

The 2022 Amendments have removed the requirements that call for proxy advisory firms claiming an exemption from proxy filing rules.

SEC Proposes Rule Amendments to Proxy Rules Governing Proxy ...

The proposed amendments aim to address concerns expressed by investors and others that the current rules may impede and impair the timeliness ...

SEC Adopts Amendments to Proxy Adviser Rules - Alston & Bird

The 2020 amendments required proxy advisers to make their voting advice available to the companies before the shareholder holder meeting (so ...

Amendments to Proxy Advisor Rules Become Effective - Akin Gump

As described in more detail below, the amendments rescind two rules regarding proxy voting advice provided by PVABs that the SEC adopted in ...

Proxy Voting Advice - Federal Register

Those rules provide that PVABs need not comply with Rule 14a-2(b)(9)(ii) to the extent that their proxy voting advice is based on a client's ...

SEC Adopts Final Amendments to Proxy Rules on Proxy Voting Advice

According to the SEC, it has adopted these amendments so that investors who use proxy voting advice receive more transparent, accurate and ...

SEC Adopts Amendments to Rules Governing Proxy Voting Advice ...

On July 13, 2022, the SEC voted to adopt amendments to the proxy rules under the Securities Exchange Act of 1934, rescinding certain aspects ...

SEC Announces Final Rules Regarding Proxy Voting Advice and…

The SEC retained the requirement from the 2020 Amendments that proxy advisory firms provide their clients with conflict-of-interest disclosures ...

SEC Adopts Proxy Rule Amendments Relating to Proxy Voting ...

Also by a 3-1 vote, the SEC issued supplemental guidance to investment advisers, often clients of proxy advisors, regarding those advisers' ...

SEC final rules on proxy advisory firms reverse amendments ...

The 2022 rules rescind supplemental proxy voting guidance to investment advisers that were adopted in 2020 on their use of proxy advisory ...

SEC Adopts Rule Amendments and Provides Supplemental ...

On July 22, the Securities and Exchange Commission (SEC) voted 3-1 to adopt final securities rule changes[1] and related supplemental guidance[2] on the proxy ...