SEC Adopts Rules Regarding Proxy Voting By Investment Advisers

Proxy Voting by Investment Advisers - SEC.gov

The rule and rule amendments are designed to ensure that advisers vote proxies in the best interest of their clients and provide clients with information about ...

SEC Adopts Amendments to Proxy Rules Governing Proxy Voting ...

The Securities and Exchange Commission today voted to adopt amendments to its rules governing proxy voting advice as proposed in November 2021.

SEC Adopts Final Rule Requiring Additional Proxy Voting Disclosures

Specifically, registered funds and institutional investment advisers will now have to weigh the benefits of participating in a securities ...

SEC Adopts Amendments to Proxy Voting Rules to Enhance the ...

In connection with the removal of Rule 14a-2(b)(9)(ii), the SEC is also rescinding supplemental guidance to investment advisors about their ...

SEC Provides Guidance Relating to the Proxy Voting Process

apply to voting advice provided by proxy advisory firms. The Proxy Voting Rule requires registered investment advisers to adopt and implement written policies ...

SEC Adopts Rule Amendments to Provide Investors Using Proxy ...

The guidance also addresses circumstances where the investment adviser utilizes a proxy advisory firm's electronic vote management system as ...

SEC Adopts Final Rules on Proxy Voting Advice and Related ...

In recognition of the increasing importance of proxy advisory firms in the corporate voting process, the SEC proposed amendments to the federal proxy rules in ...

SEC Adopts Amendments to Rescind 2020 Rules Regulating Proxy ...

Relatedly, the SEC rescinded supplemental guidance it published in 2020 to assist investment advisers in fulfilling their proxy voting ...

SEC Adopts Amendments to Proxy Adviser Rules - Alston & Bird

Rescinding conditions to proxy rule exemptions for proxy voting advice · Rescinding the 2020 Supplemental Proxy Voting Guidance · Deletion of Note ...

SEC Adopts Amendments Regarding Proxy Rules' Applicability to ...

Finally, the amendments rescinded the 2020 supplemental guidance regarding the proxy voting obligations of investment advisers. The amendments ...

SEC Reverses its 2020 Amendments to the Proxy Rules Governing ...

In addition, the 2020 Amendments codified in Rule 14a-1(l)'s definition of “solicitation” the SEC's long-standing view that Proxy Advisers' ...

SEC Adopts Rules to Enhance Proxy Voting Disclosure by ...

“The amendments will provide investors with more detailed information about proxy votes, create more consistency around how funds describe their ...

SEC Adopts Proxy Rule Amendments Relating to Proxy Voting ...

Also by a 3-1 vote, the SEC issued supplemental guidance to investment advisers, often clients of proxy advisors, regarding those advisers' ...

Proxy Voting Advice - Federal Register

In 2020, the Securities and Exchange Commission (the “Commission”) adopted final rules regarding proxy voting advice (the “2020 Final Rules”) ...

SEC Adopts Amendments to Increase Proxy Voting Transparency

Who may be interested: Compliance and investment personnel of registered funds with responsibility for proxy voting matters and Form 13f reporting managers.

SEC Adopts New Rules for Proxy Advisors and Provides ...

Among other things, the supplemental guidance clarifies investment advisers' disclosure and client consent obligations when using a proxy voting ...

SEC Adopts Final Rules Addressing Proxy Advisory Firms - Goodwin

On July 22, 2020, the Securities and Exchange Commission (SEC) adopted amendments to its proxy rules addressing proxy voting advice provided ...

SEC Adopts 2019 Proxy Voting Amendments, Minus the Bite | Insights

... adopted amendments to the proxy solicitation rules and issued guidance regarding the proxy voting responsibilities of investment advisers.

SEC Adopts Rules for Proxy Voting Advisory Firms, Issues ...

At the same time, the SEC also issued supplementary guidance to registered investment advisors regarding their proxy voting responsibilities in ...

SEC Adopts Final Rules on Proxy Voting Advisors

On July 22, 2020, the Securities and Exchange Commission (the “SEC”) adopted final rules regarding proxy voting advisors by a vote of three to ...