SEC Announces Enforcement Results for Fiscal Year 2023

The Securities and Exchange Commission today announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase ...

SEC Announces Enforcement Results for Fiscal Year 2023 ... The SEC filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase ...

2023 Year-End Securities Enforcement Update - Gibson Dunn

The Commission obtained orders for $4.949 billion in financial remedies in fiscal year 2023, second only to the Commission's record-breaking ...

SEC Enforcement: 2023 Year in Review

Aggressive Positions Lead to Increased Penalties: The SEC obtained a near record amount of $4.9 billion in penalties in 2023. · High-Profile and ...

SEC Announces FY 2023 Enforcement Results with Second-Highest ...

On November 14, the Securities and Exchange Commission announced its enforcement results for the 2023 fiscal year,[1] with case numbers up ...

Trends in SEC enforcement actions - PwC Viewpoint

In its fiscal year ended September 30, 2023, the SEC actively pursued close to 800 enforcement actions against individuals and corporations for ...

SEC Announces Robust Enforcement Results for Fiscal 2023

On November 14, the Securities and Exchange Commission (“SEC”) announced its fiscal year 2023 enforcement results.1.

SEC Announces Record-Setting Enforcement Results for Fiscal ...

Critical to its programmatic outcomes, the SEC's Whistleblower program awarded an unprecedented $600 million to whistleblowers in FY 2023 in a ...

SEC Announces FY 2023 Enforcement Results and Trends ...

Over the year, the SEC filed 784 total enforcement actions, up from the 760 actions filed in the 2022 fiscal year. Penalties, disgorgement, and ...

SEC Releases Fiscal Year 2023 Enforcement Results

In fiscal year 2023, the SEC filed 784 total enforcement actions — a 3% increase over fiscal year 2022. Out of these actions, 501 were original ...

SEC Announces Enforcement Results for Fiscal Year 2023 - YouTube

The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over ...

SEC Announces 2023 Division of Enforcement Results

The SEC filed 784 total enforcement actions, representing a 3 percent increase over fiscal year 2022, and recovered nearly $5 billion in ...

SEC Releases Enforcement Highlights for Fiscal Year 2023

The SEC's 784 enforcement actions during FY 2023 included actions aimed to protect whistleblowers, to enforce recordkeeping requirements, and to ...

SEC Announces FY23 Enforcement Results –Record-Breaking ...

The Securities and Exchange Commission (SEC) recently announced its enforcement results for fiscal year 2023, which reported a total of 784 ...

SEC Announces Enforcement Results for 2023 - RIA Compliance Blog

During fiscal year 2023, the SEC's Enforcement Division filed 3% more total enforcement actions than during 2022. This included an 8% increase ...

SEC Announces Enforcement Results for FY22

The Securities and Exchange Commission today announced that it filed 760 total enforcement actions in fiscal year 2022, a 9 percent increase over the prior ...

SEC Announces Enforcement Results for Fiscal Year 2023

The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022.

SEC Releases Enforcement Results for Fiscal Year 2023

On November 14th, the SEC's Division of Enforcement announced that in fiscal year 2023 it saw a number of significant enforcement actions.

SEC's Division of Enforcement Year-End Results Reflect Continuing ...

... SEC” or “Commission”) Division of Enforcement (“Division”) announced its enforcement results for fiscal year (“FY”) 2023. Disgorgement and ...

SEC Announces an Increase in Total Enforcement Actions in FY ...

On November 14, 2023, the SEC announced its enforcement results for fiscal year 2023, which ended on September 30, reporting the following ...