SEC Announces Robust Enforcement Results for Fiscal 2023

SEC Announces Enforcement Results for Fiscal Year 2023

The Securities and Exchange Commission today announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year ...

On November 14, the Securities and Exchange Commission (“SEC”) announced its fiscal year 2023 enforcement results.1.

SEC Announces Enforcement Results for Fiscal Year 2023

The SEC filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” ...

SEC Announces Robust Fiscal Year 2023 Enforcement Results

The report shows a cumulative increase in the number of enforcement actions filed, individuals barred from performing specific roles in the ...

SEC Announces Record-Setting Enforcement Results for Fiscal ...

Critical to its programmatic outcomes, the SEC's Whistleblower program awarded an unprecedented $600 million to whistleblowers in FY 2023 in a ...

SEC Announces 2023 Division of Enforcement Results

The SEC filed 784 total enforcement actions, representing a 3 percent increase over fiscal year 2022, and recovered nearly $5 billion in ...

SEC Announces Enforcement Results for Fiscal Year 2023 - YouTube

The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over ...

SEC Announces FY 2023 Enforcement Results with Second-Highest ...

On November 14, the Securities and Exchange Commission announced its enforcement results for the 2023 fiscal year, with case numbers up from ...

SEC Announces Enforcement Results for Fiscal Year 2023

The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022.

SEC reports Enforcement stats for fiscal 2023

The SEC has announced its Enforcement stats for fiscal 2023, which revealed that the SEC filed 784 total enforcement actions, up 3% from the 760 filed in ...

SEC Releases Enforcement Highlights for Fiscal Year 2023

The SEC's 784 enforcement actions during FY 2023 included actions aimed to protect whistleblowers, to enforce recordkeeping requirements, and to ...

SEC Announces FY23 Enforcement Results –Record-Breaking ...

The Securities and Exchange Commission (SEC) recently announced its enforcement results for fiscal year 2023, which reported a total of 784 ...

SEC Releases Enforcement Results for Fiscal Year 2023

On November 14th, the SEC's Division of Enforcement announced that in fiscal year 2023 it saw a number of significant enforcement actions.

Trends in SEC enforcement actions - PwC Viewpoint

In its fiscal year ended September 30, 2023, the SEC actively pursued close to 800 enforcement actions against individuals and corporations for ...

SEC Enforcement Activity: Public Companies and Subsidiaries

“emphasize robust penalties” while acknowledging it has ... See “SEC Announces Enforcement Results for Fiscal Year 2023,”. U.S. Securities ...

SEC Touts Gains in Enforcement Actions in 2023 - Intelligize

The commission did call attention to what it termed “robust financial remedies against major companies” levied in 2023. They included combined ...

SEC enforcement against public companies – A recap of 2023

In 2023, the SEC brought several high-profile enforcement cases involving issues other than financial performance, including claims against ...

US Regulators announce enforcement results - Lexology

The SEC announced that it filed 784 enforcement actions during its 2023 fiscal year, a 3% increase over the previous year, including: 501 ...

SEC Announces FY 2023 Enforcement Results and Trends ...

On November 14, 2023, the SEC announced its enforcement results for fiscal year 2023. Over the year, the SEC filed 784 total enforcement actions ...

Key highlights from the SEC 2023 enforcement report - Baker Tilly

On Nov.14th, 2023, the Securities and Exchange Commission (SEC) issued its annual press release regarding the Enforcement Results for Fiscal ...