SEC Enforcement Heats up on Key Public Company Topics

SEC Enforcement Heats up on Key Public Company Topics: Cyber Disclosure, Director Independence and Regulation FD ... The U.S. Securities and ...

SEC Enforcement Heats up on Key Public Company Topics - JD Supra

SEC Enforcement Heats up on Key Public Company Topics: Cyber Disclosure, Director Independence and Regulation FD. by Melinda Anderson, Kimberly Petillo ...

SEC Enforcement Action Provides Reminder to Public Companies

On September 26, 2024, the SEC announced settlement of an enforcement action against a sports betting and online gaming company for selectively ...

SEC Enforcement Order Highlights Far Reach of Pay-to-Play ...

August 23, 2024, Covington Alert The Securities and Exchange Commission (SEC) this week issued a cease-and-desist order that demonstrates.

Securities Enforcement Roundup – September 2024 - Morgan Lewis

The SEC announced several settlements in connection with enforcement sweeps, including those related to off-channel communications, the ...

SEC Will Prioritize AI, Cybersecurity, and Crypto in its 2025 ...

SEC Enforcement Heats up on Key Public Company Topics: Cyber Disclosure, Director Independence and Regulation FD ... enforcement actions relating ...

SEC Will Prioritize AI, Cybersecurity, and Crypto in its 2025 ...

The SEC suggests registrants should account for third-party services and products when assessing cybersecurity risks and planning for cyber- ...

SEC Enforcement Activity: Public Companies and Subsidiaries

Although filings increased, total monetary settlements fell to $1.3 billion, the lowest level in the last eight fiscal years. FY 2023 ...

Securities Enforcement 2024 Mid-Year Update - Gibson Dunn

[20] The SEC's complaint alleges that, shortly after the company's May 2021 initial public offering, the former CEO submitted a post on social ...

Overreach at the SEC - AAF - The American Action Forum

In what is perhaps the most controversial of the proposed rules under Chair Gensler, in March 2022 the SEC released a proposed rule that would, ...

SEC's Enforcement Division Continues to Scrutinize Disclosure of ...

The SEC is expected to bring additional enforcement actions, but there are steps companies can take to reduce the risk of running afoul of perk ...

SEC Charges Seven Public Companies with Violations of ... - SEC.gov

The Securities and Exchange Commission today announced settled charges against seven public companies for using employment, separation, and other agreements.

Protecting Everyday Investors and Preserving Market Integrity

Protecting Everyday Investors and Preserving Market Integrity: The SEC's Division of Enforcement, speech by Stephanie Avakian, Director, ...

SEC Enforcement Activity: Public Companies and Subsidiaries

Cornerstone Research | SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2018 Update. Key Trends. The key trends reported ...

SEC Enforcement Activity: Public Companies and Subsidiaries

Disgorgement was a major component of monetary settlements in FY 2020. The SEC imposed $565 million in disgorgement and prejudgment interest for civil actions, ...

Five key SEC priorities in 2024 | EY - US

The SEC will continue its robust rulemaking agenda, including on disclosures, shareholder proposals and private issuers. · An active enforcement program will ...

SEC Enforcement - FasterCapital

One area where the SEC has been particularly active is in enforcing disclosure requirements related to syndicate offerings. The SEC has taken action against ...

Guest Post: Heating Up: SPAC Climate Tech Companies and ...

As I noted in my recent survey of key directors' and officers' liability issues, one of the most significant recent developments in the financial markets.

November Surge in Web3 Legal Activity Signals Industry Shift

It is possible the SEC is seeking to have active litigation against a wide range of actors (such as the recent market maker targeted actions) ...

Client Alert: Key Takeaways from the SEC's Latest Enforcement ...

Earlier this week, the SEC announced an enforcement sweep charging seven public companies with violating the whistleblower protections rule in ...