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SEC Enhances the Regulation of Private Fund Advisers


SEC Enhances the Regulation of Private Fund Advisers

To better protect investors, the final rules will prohibit all private fund advisers from providing investors with preferential treatment ...

Private Fund Advisers - SEC.gov

SEC, No. 23-60471 (5th Cir. 2024) vacating the “Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews” rules ...

SEC Issues New Private Fund Rules - FTI Consulting

In August 2023, the Securities and Exchange Commission adopted new rules and rule amendments to enhance the regulation of private fund ...

SEC Private Funds Rule - Roadblocks to Regulation - Marcum LLP

On August 23, 2023, the Securities and Exchange Commission (SEC) adopted new rules and rule amendments (the “Private Fund Adviser Rules”) to ...

5th Circuit Strikes Down Private Fund Adviser Rules

On June 5, 2024, the United States Court of Appeals for the Fifth Circuit (Fifth Circuit) vacated new rules applicable to advisers to private funds.

Private fund adviser rules vacated: Key takeaways - DLA Piper

Advisers should remain aware that the SEC and its staff have interpreted certain activities highlighted in the Private Fund Rules as potentially ...

The SEC Private Fund Advisers Rule – Key Takeaways

On June 5, 2024, the U.S. Fifth Circuit Court of Appeals (Fifth Circuit) issued an opinion that vacated the SEC's Private Fund Adviser Rules, holding that ...

SEC Adopts Final Private Fund Adviser Rules | White & Case LLP

On August 23, 2023, the Securities and Exchange Commission (SEC) approved significant new rules applicable to advisers of private funds.

SEC Private Funds Rule I Deloitte US

On August 23, 2023, the Securities and Exchange Commission (SEC) adopted significant new rules for private fund advisers.

A Practical Guide to Interpreting the New SEC Private Fund Adviser ...

Our reference guide to the SEC's new Private Fund Adviser Rules includes a detailed summary of the new requirements (along with commentary ...

The SEC's New Private Fund Adviser Rules: A Guide to Compliance

On 23 August, the US Securities and Exchange Commission adopted new rules and rule amendments that will impose substantial regulation on the ...

Private Fund Adviser Reforms: Final Rules - SEC.gov

Investment Advisers Act of 1940 (Advisers Act) to enhance the regulation of private fund advisers. The new rules require private fund advisers registered ...

SEC Adopts Sweeping Rules for Private Fund Advisers

The Securities and Exchange Commission on Aug. 23, 2023, adopted new rules that increase the regulation of private funds.

Fifth Circuit Vacates SEC Private Fund Adviser Rules

On June 5, 2024, a three-judge panel of the U.S. Court of Appeals for the Fifth Circuit (the “Fifth Circuit”) unanimously vacated the ...

New SEC Rules Enhance Regulation of Private Fund Advisers

New SEC Rules Enhance Regulation of Private Fund Advisers · Provide quarterly statements to investors in private funds detailing information on ...

The SEC's new private fund adviser rules: Who's affected and how to ...

According to the SEC, the changes are “designed to protect private fund investors by increasing transparency, competition and efficiency in the ...

SEC Adopts New Private Fund Adviser Rules | Insights

The quarterly statement, audit and adviser-led secondaries rules apply to registered private fund advisers only. The amended rule requiring ...

Summary and Early Analysis of New SEC Private Fund Rules | Insights

The U.S. Securities and Exchange Commission (SEC) recently adopted long-awaited rules designed to enhance the regulation of private fund ...

SEC Adopts New Rules to Enhance Regulation of Private Fund ...

The Securities and Exchange Commission (SEC) voted to adopt new requirements for private funds, which manage more than $25 trillion in gross ...

Regulation Update: SEC enhances regulation of private fund advisers

The Securities and Exchange Commission adopted new rules and amendments designed to increase transparency and protect investors in private ...