SEC Names Vanessa Countryman Acting Secretary

Vanessa Countryman was named the US Securities and Exchange Commission's Secretary in June 2019. She previously served as Acting Secretary since March 2019.

Within the SEC, the Office of the Secretary plays a central role in ensuring the effective processing of Commission business. Office staff, ...

SEC Names Vanessa Countryman to Lead the Office of the Secretary

The Securities and Exchange Commission today announced that Vanessa Countryman has been appointed as the agency's Secretary. The Secretary is responsible .

Division and Office Directors - SEC.gov

Acting Director, Division of Examinations. Vance Cathell. Director, Office of Acquisitions. Vanessa Countryman. Secretary. Cristina Begoña ...

Vanessa Countryman - U.S. Securities and Exchange Commission

Experience: U.S. Securities and Exchange Commission · Location: Washington · 500+ connections on LinkedIn. View Vanessa Countryman's profile on LinkedIn, ...

Countryman named acting secretary of SEC; Fields moves to ...

Vanessa Countryman has been named acting secretary of the Securities and Exchange Commission (SEC). © Shutterstock. Countryman replaces Brent ...

April 11, 2023 Ms. Vanessa Countryman Secretary U.S. ... - finra

Association, to Vanessa Countryman, Secretary, SEC, dated February 1, 2023 ... arbitrator list selection process (“Report”).4 The Report ...

Via E-Mail March 11, 2024 Vanessa A. Countryman Secretary ...

Bertsch, Executive Director, CII et al. to Vanessa Countryman, Acting Secretary,. Securities and Exchange Commission 1 (Apr. 29, 2019), https:// ...

SEC Releases Archives - Page 34 of 83 - Vigilant LLC

The Securities and Exchange Commission today announced that Vanessa Countryman has been named Acting Secretary. Ms. Countryman will replace Brent Fields, who is ...

August 13, 2024 Ms. Vanessa Countryman Secretary U.S. Securities ...

Thum, Managing. Director and Assistant General Counsel, SIFMA AMG to Vanessa Countryman, Secretary, U.S. Securities and. Exchange Commission ...

July 21, 2020 Ms. Vanessa Countryman Acting Secretary Securities ...

Ms. Vanessa Countryman. Acting Secretary. Securities and Exchange Commission. 100 F Street NE. Washington, DC 20549-1090. RE: File Number S7-04-20 – Request ...

June 11, 2019 Ms. Vanessa Countryman Acting Secretary Securities ...

Fund shareholders invest largely through intermediaries, and their shares are held by the fund in omnibus accounts in the intermediaries' names.

July 31, 2023 Ms. Vanessa A. Countryman Secretary Securities and ...

scope of the Names Rule, adopt ESG-related restrictions for fund names, and enhance Form ... Deputy General Counsel, Securities Regulation.

April 26, 2022 Ms. Vanessa Countryman Secretary US Securities ...

16, 2008); Letter from Heather Traeger, Assistant. Counsel, ICI, to Florence Harmon, Acting Secretary, US Securities and Exchange Commission ( ...

Response to Comments on File No. SR-MSRB-2024-01

Vanessa Countryman. Secretary. Securities and Exchange Commission. 100 F Street, NE. Washington, DC 20549-1090. Re: Response to Comments on File ...

January 8, 2024 Ms. Vanessa Countryman Secretary U.S. Securities ...

This letter is being submitted by the Financial Industry Regulatory Authority, Inc. (“FINRA”) in response to comments received by the ...

VIA EMAIL ([email protected]) September 20, 2024 Ms ...

Davis, Senior Vice President, Principal Deputy General Counsel, Nasdaq, Inc., to Vanessa Countryman,. Secretary, Commission (July 1, 2024). 8.

May 22, 2023 Ms. Vanessa A. Countryman Secretary Securities and ...

2 See Investment Company Names, SEC Release No. IC-34593 (May 25 ... Deputy General Counsel, Securities Regulation cc: Chair Gary ...

Via E-Mail September 7, 2022 Vanessa A. Countryman Secretary ...

15 See Letter from Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors to Vanessa A. Countryman, Secretary, Securities and ...

December 9, 2022 Ms. Vanessa Countryman Secretary ... - SEC.gov

See Attachment A for the list of commenters. 3. See Letter from Sarah Kwak, Associate General Counsel, FINRA, to Daniel Fisher,. Division of ...