SEC Names Vanessa Countryman to Lead the Office of the Secretary

The Securities and Exchange Commission today announced that Vanessa Countryman has been appointed as the agency's Secretary. The Secretary is ...

Vanessa Countryman - SEC.gov

Vanessa Countryman was named the US Securities and Exchange Commission's Secretary in June 2019. She previously served as Acting Secretary since March 2019.

SEC Names Vanessa Countryman Acting Secretary

Within the SEC, the Office of the Secretary plays a central role in ensuring the effective processing of Commission business. Office staff, ...

SEC Releases Archives - Page 26 of 83 - Vigilant LLC

SEC Names Vanessa Countryman to Lead the Office of the Secretary. The Securities and Exchange Commission today announced that Vanessa Countryman has been ...

Countryman named acting secretary of SEC; Fields moves to ...

Countryman replaces Brent Fields, who is leaving the office on March 11 to accept a job as associate director of disclosure review and ...

January 8, 2024 Ms. Vanessa Countryman Secretary U.S. Securities ...

Direct: (212) 858-4106. Assistant General Counsel. Fax: (202) 728-8264. Office of General Counsel. January 8, 2024. Ms. Vanessa Countryman.

Division and Office Directors - SEC.gov

Director, Office of Acquisitions. Vanessa Countryman. Secretary. Cristina Begoña Martin Firvida. Director, Office of the Investor Advocate. YJ ...

April 11, 2023 Ms. Vanessa Countryman Secretary U.S. ... - finra

Association, to Vanessa Countryman, Secretary, SEC, dated February 1, 2023 ... has begun the process to “conduct an external procedural review of ...

Vanessa Countryman - U.S. Securities and Exchange Commission

Experience: U.S. Securities and Exchange Commission · Location: Washington · 500+ connections on LinkedIn. View Vanessa Countryman's profile on LinkedIn, ...

July 25, 2023 Ms. Vanessa Countryman Secretary U.S. Securities ...

Require a firm to conduct and document a risk assessment for each office or ... assessment, and the firm's willingness to provide a list of ...

Securities and Exchange Commission - U.S. Government Manual

Secretary, Vanessa Countryman. * In addition to serving as an Office Director, also serves in the role of an Advocate. https://www.sec.gov/divisions.shtml.

SEC to Vote on Reg NMS Amendments on Sept. 18

... Vanessa A. Countryman from the Office of the Secretary at (202) 551-5400. Authority: 5 U.S.C. 552b. Dated: September 11, 2024. Vanessa A. Countryman,. Secretary.

Ms. Vanessa Countryman

ORGANIZATION NAME welcomes the opportunity to respond on File No. S7-10-22: The. Enhancement and Standardization of Climate-Related Disclosures for Investors (“ ...

August 13, 2024 Ms. Vanessa Countryman Secretary U.S. Securities ...

SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA). 2 SIFMA ...

Via E-Mail March 11, 2024 Vanessa A. Countryman Secretary ...

The Council of Institutional Investors (CII or Council) respectfully asks the. Securities and Exchange Commission (SEC or Commission) to ...

July 30, 2024 Ms. Vanessa Countryman Secretary Securities and ...

directors holding office.35. • Section 18(a)(1)(C) requires a shareholder meeting for a CEF issuing senior securities that represent debt if ...

Via Email - Council of Institutional Investors

See SEC Division of Economic and Risk ... Vanessa Countryman, Acting Secretary, Securities and Exchange. Commission on the same topic.

January 17, 2024 Honorable Vanessa Countryman Secretary U.S. ...

Clearly SEC has not considered the interaction of the rule with federal lands statutes. In fact, the Bureau of Land Management (BLM), the ...

12.18.2020-Proposed-Amendment-to-the-CAT-NMS-Plan.pdf

VIA EMAIL. Vanessa Countryman. Secretary. Securities and Exchange Commission. 100 F Street, NE. Washington, DC 20549-1090.

Private Market Reforms | NASAA

Vanessa Countryman re: Concept Release on Harmonization of Securities Offering Exemptions (Oct. ... Abshure, NASAA President, to Elizabeth Murphy, ...