SEC Scraps Swing Pricing Proposal

SEC scraps swing pricing plan for mutual funds - Investment News

The US Securities and Exchange Commission has retreated from a plan that would have forced many mutual funds to overhaul their pricing models.

SEC Scraps Swing Pricing Proposal, Removes Redemption Gates ...

The SEC has landed upon mandatory liquidity fees for institutional prime and institutional tax-exempt MMFs when a fund has daily net redemptions that exceed 5% ...

SEC Backs Down on Swing Pricing | PLANSPONSOR

The Securities and Exchange Commission this week decided not to pass a controversial proposal that would have implemented mandatory swing pricing.

SEC Passes on Swing Pricing, Adopts Amendments to Forms N ...

Though addressed in the original proposing release, the SEC declined to adopt mandatory swing pricing of mutual fund shares, a "hard close" for ...

US SEC scraps contentious pricing proposal in final money market ...

While industry groups commended the SEC for dropping the swing pricing proposal, they said the decision to impose a liquidity fee instead was ...

SEC Might Drop Swing Pricing from Mutual Fund Liquidity Proposal

Securities and Exchange Commission Chairman Gary Gensler suggested that the SEC might choose mandatory liquidity fees over swing pricing for mutual funds.

Wall Street regulator to start over on 'swing pricing' rules for open ...

Wall Street's top regulator plans to redraft a proposal for "swing pricing ... Last year, the SEC scrapped plans to require similar swing pricing ...

A Swing Pricing Rule Was Highly Anticipated, but the SEC Left It ...

To address mutual funds' liquidity management under stressed conditions, the U.S. Securities and Exchange Commission proposed a package of ...

SEC Proposes Swing Pricing and a Hard Close for All Mutual Funds

The SEC previously adopted rules permitting, but not requiring, Open-End Funds to use swing pricing in 2016. The proposed amendments would now ...

SEC Helps Transparency but Ignores Other Plans - Morningstar

Among three key proposals the SEC rejected, the most drastic would have mandated “swing pricing” for purchases and sales of fund shares to ...

SEC Scraps Swing Pricing Proposal, Removes Redemption Gates ...

UK Financial Services Law, K&L Gates, Commentaries, 2023 Commentaries Funds, Investment, Securities, USA.

SEC Makes Sweeping Money Market Fund Reforms To Strengthen ...

The SEC abandoned plans to introduce the contentious swing pricing proposal that would spread the redemption costs across all customers, not ...

New SEC Rule Proposal Seeks To Mandate Swing Pricing And ...

On November 2, 2022, the U.S. Securities and Exchange. Commission (the "SEC" or the "Commission") proposed comprehensive amendments to various rules under ...

SEC Postpones Swing Pricing and Hard Close, Adopts New Mutual ...

What Wasn't Adopted ... In November 2022, the SEC released a multi-part proposal to reform liquidity management in mutual funds. The proposal ...

Lawmakers from both parties grill SEC official on swing pricing

Lawmakers from both sides of the aisle pressed a top Securities and Exchange Commission official to overhaul or scrap the agency's proposal ...

Proposed rule: Money Market Fund Reforms - SEC.gov

The proposal would also require institutional prime and institutional tax-exempt money market funds to implement swing pricing policies and.

Industry, investor advocates oppose key parts of SEC mutual fund ...

The SEC has proposed using swing pricing and a hard close for share purchases to protect investors during market meltdowns.

“Bear in the Woods” Remarks before the Investment Company Institute

To better address pricing and reduce dilution in times of stress, we proposed so-called swing pricing as well as alternatives regarding ...

Wall Street Regulator to Start Over on 'Swing Pricing' Rules for Open ...

Last year, the SEC scrapped plans to require similar swing pricing in money market funds, marking an important victory for asset managers ...

US SEC removes 'swing pricing' from money market fund overhaul ...

It had initially proposed imposing a swing pricing rule to discourage hasty withdrawals in times of stress, but the proposal drew strong ...