SEC Touts Gains in Enforcement Actions in 2023

SEC Announces Enforcement Results for Fiscal Year 2023

The Securities and Exchange Commission today announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year ...

SEC Touts Gains in Enforcement Actions in 2023 - Intelligize

The SEC filed almost 800 enforcement actions in 2023, an increase of 3% from 2022. They included roughly 500 stand-alone actions, up 8% from the ...

SEC Enforcement: 2023 Year in Review

High-Profile and Novel Cryptocurrency Actions: The SEC brought a total of 46 cryptocurrency-related enforcement actions in 2023; a 53% increase ...

Trends in SEC enforcement actions - PwC Viewpoint

In its fiscal year ended September 30, 2023, the SEC actively pursued close to 800 enforcement actions against individuals and corporations for ...

SEC Announces FY 2023 Enforcement Results with Second-Highest ...

SEC officials have focused on individual accountability in their public comments, and that was matched by action in fiscal year 2023, with the ...

2023 Year-End Securities Enforcement Update - Gibson Dunn

[3] The SEC brought 62 stand-alone actions against investment advisers (17% of actions in 2023) reflecting a sustained focus on investment ...

SEC Announces an Increase in Total Enforcement Actions in FY ...

SEC ordered nearly $5 billion in financial remedies in 2023, the second highest amount on record ...

5 Takeaways From the SEC's 2023 Enforcement Report | Barron's

Investment advisors and broker-dealers accounted for more than one-third of all enforcement actions the Securities and Exchange Commission ...

SEC enforcement against public companies – A recap of 2023

2023 was an active year in public company enforcement by the US Securities and Exchange Commission, with several first-of-their-kind actions.

SEC Announces Record-Setting Enforcement Results for Fiscal ...

The SEC's Division of Enforcement recently announced its Fiscal Year (FY) 2023 results, touting a record-setting year.

Top 5 SEC Enforcement Developments for April 2023

On April 4, 2023, the SEC charged Charlie Javice, the founder of the now shuttered student loan assistance start-up, Frank, with violating the ...

Key highlights from the SEC 2023 enforcement report - Baker Tilly

The 2023 actions resulted in $4.95 billion in financial remedies, including $3.37 billion in disgorgement and $1.58 billion in civil penalties.

SEC Charges NBA Hall of Famer Paul Pierce for Unlawfully Touting ...

The SEC's investigation, which is continuing, is being conducted by Pamela Sawhney, Jon A. Daniels, and Amanda Rios of the Enforcement ...

SEC Announces Robust Enforcement Results for Fiscal 2023

The SEC reported 501 stand-alone enforcement actions and 784 total enforcement actions for 2023, reflecting increases of eight and three ...

SEC Releases Fiscal Year 2023 Enforcement Results

The 2023 enforcement results highlight the SEC's increased actions against public companies, record whistleblower awards, and a focus on ...

Crypto Assets - SEC.gov

The Enforcement Division's Crypto Assets and Cyber Unit has brought enforcement actions related to fraudulent and unregistered crypto asset offerings and ...

The SEC Aces Its Report Card: Enforcement Activity Maintains ...

The annual report also highlighted the many enforcement actions initiated by the SEC in 2023. For example, regulation of crypto markets has ...

Press Releases | U.S. Department of the Treasury

Report on U.S. Portfolio Holdings of Foreign Securities at Year-End 2023 ... Financial Crimes Enforcement Network (FinCEN) · Internal Revenue Service (IRS) ...

Distracted Driving Dangers and Statistics - NHTSA

Any non-driving activity you engage in is a potential distraction and increases your risk of crashing. ... enforcement crackdown called Put the Phone Away or Pay.

Case 1:24-cv-03267-JKB Document 1 Filed 11/12/24 Page 1 of 42

20 states from 2020 to 2023. ... UnitedHealth's insurance arm acts accordingly, as it has attempted to resist rate increases from Amedisys for.