SEC Updates Beneficial Ownership Rules

SEC Adopts Amendments to Rules Governing Beneficial Ownership ...

The amendments update Regulation 13D-G to require market participants to provide more timely information on their positions to meet the needs of ...

SEC Adopts Rule Amendments to Modernize Beneficial Ownership ...

The SEC also adopted amendments (not guidance) to provide that a Section 13(d)/(g) group will be deemed to have acquired beneficial ownership of ...

SEC Adopts Amendments to Beneficial Ownership Reporting Rules

Exempt investors must file their initial Schedule 13G within 45 days after the calendar quarter-end if, as of the end of that quarter, the ...

Modernization of Beneficial Ownership Reporting - SEC.gov

The Securities and Exchange Commission (“Commission”) is adopting amendments to certain rules that govern beneficial ownership reporting.

SEC Adopts Rule Changes to Shareholder Ownership Reporting

On October 10, 2023, the U. S. Securities and Exchange Commission (SEC) adopted amendments (Amendments) to the beneficial ownership reporting ...

SEC Amends Beneficial Ownership Reporting Rules, Shortening ...

Sections 13(d) and 13(g) of the Securities Exchange Act of 1934, as amended (Exchange Act), require that beneficial owners of more than 5% of a ...

SEC Strengthens Regulation 13D-G Rules for Beneficial Ownership ...

The SEC initially proposed amendments to the beneficial ownership reporting rules in its proposing release published in February of 2022 ...

Officers, Directors and 10% Shareholders - SEC.gov

Beneficial ownership reports ... If your company has registered a class of its equity securities under the Exchange Act, shareholders who acquire ...

SEC Adopts Amendments to Beneficial Ownership Reporting Rules

The SEC adopted the amendments to Regulation 13D – G, particularly, the acceleration of the filing deadlines to report beneficial ownership disclosure.

SEC Adopts Amendments to Modernize Beneficial Ownership ...

On October 18, 2023, the Securities and Exchange Commission (SEC) adopted amendments to the rules governing beneficial ownership reporting.

SEC Adopts Substantial Changes to Reporting Requirements for ...

Summary of changes to filing deadlines · Greater-than-5% and up-to-10% beneficial owner. The new rules and the current rules are the same as for ...

SEC Updates Beneficial Ownership Rules - Jones Day

On October 10, 2023, the US Securities and Exchange Commission (the "SEC") adopted amendments to the rules that govern beneficial ownership reporting for ...

Beneficial Ownership Information | FinCEN.gov

G. 6. A company that was created or registered before January 1, 2024, and was exempt from the BOI reporting requirements loses its exempt status between ...

Statement on Final Rules Regarding Beneficial Ownership - SEC.gov

Today, the Commission adopted final rules to shorten the deadlines by which beneficial owners of a company — those who own more than 5 ...

SEC Adopts Rules Modernizing Beneficial Ownership Reporting

On October 10, 2023, the US Securities and Exchange Commission (the “SEC”) adopted final rules modernizing the beneficial ownership reporting requirements.

SEC Update to Beneficial Owner Rules First in Decades - Weaver

The SEC has made the first material change in beneficial owner reporting in almost 50 years with updates to Regulation 13D-G.

Final rule; guidance: Modernization of Beneficial Ownership Reporting

amendments to certain rules that govern beneficial ownership reporting. ... SEC Proposed Amendments to Regulation 13D-G, Proposed Rule. 10B-1 ...

SEC Proposes Changes to Beneficial Ownership Reporting | Insights

Sections 13(d)(3) and 13(g)(3) of the Exchange Act and Rule 13d-5 under the Exchange Act provide that two or more persons or entities ...

Beneficial Ownership Information Reporting Requirements

FinCEN is issuing a final rule requiring certain entities to file with FinCEN reports that identify two categories of individuals: the ...

SEC Proposes Rules to Update and Revise Beneficial Ownership ...

SEC Proposes Rules to Update and Revise Beneficial Ownership Reporting ... On February 10, 2022, the Securities & Exchange Commission (“SEC”) ...