Sales charge/dealer concession schedule
Sales charge/dealer concession schedule
Sales charge/dealer concession schedule and finder's fee schedule: A shares. Specialty Funds. International Equity Funds. U.S.Equity Funds ...
Multi-Assets Fund - Sales Charges and Dealer Concessions
The shares can be exchanged to other funds within the same share class, at which time the applicable sales charge schedule will be applied. Clients can pay ...
In addition to the underwriter concession retained by the Distributor, the Distributor retains the entire initial sales charge on accounts with no authorized ...
Sales Charge/Commission Schedule
Sales charge as a % of the offering price2. Dealer concession. Breakpoint schedule I (equity A)3. $0–$49,999. 5.75. 5.00. $50,000–$99,999. 4.50. 3.75. $100,000 ...
Sales Charges & Breakpoints New | Franklin Templeton
If you sell shares of a Franklin Templeton fund you may reinvest all or a portion of the proceeds from that sale within 90 days of the sale without an initial ...
Sales Charge Guide - Allspring Global Investments
The dealer commission on purchases at or above this breakpoint is inclusive ... Class C shares sales charge schedule. Initial payout to broker. 1.00 ...
Trail commission is earned immediately and paid after the next full calendar quarter end. Clients can pay lower sales charges by reaching higher breakpoints ...
Sales Charges & Dealer Compensation - Impax Asset Management
Commissions (up to 1.00%) are paid to dealers who initiate and are responsible for certain Class A share purchases not subject to initial sales charges.†. Impax ...
above tables) if the dealer receives a concession with respect to the ... SALES CHARGES AND COMMISSION SCHEDULE*. 1The 12b-1 trail commission is 0.25 ...
Sales Charges Information – Hartford Mutual Funds
The Distributor may pay up to the entire amount of the sales commission to particular broker-dealers. ... commission schedule and CDSC. You may qualify for ...
Breakpoint Schedule - Thornburg Investment Management®
Breakpoint Schedule · Purchased at no load. A 0.50% contingent deferred sales charge (CDSC) is in effect for one year after a purchase. · This includes the ...
Understanding Sales Charges | AB - AllianceBernstein
... sales charge when originally purchased are still subject to the CDSC schedule of the originally purchased fund. 4 Concessions for purchases of $500,000 or ...
Sales Charges & Breakpoints - Fidelity Institutional
Sales Charges & Breakpoints. Please review the beginning of the Advisor Fund prospectus and/or 529 Plan Offering Statement. ... dealer. Fidelity Institutional ...
Reducing Sales Charges on Class A, 529-A & ABLE-A | Capital Group
To ensure your investment receives the appropriate sales charge, you or your financial professional should notify us when a purchase is eligible for a reduced ...
Mutual Fund Breakpoint Assessment Q&A | FINRA.org
Only gross, dealer concessions earned from the sale of Class "A" shares to customers should be reported for each of the five years requested in Step 2 of the ...
Your Investment. Front-End Sales Charge As a. % Of Offering Price*. Front-End Sales Charge As a % Of Net Investment. Dealer Reallowance. As a % Of. Offering ...
NYLI Funds Sales Charge - New York Life Investments
Purchase Amount, Sales Charges · Typical Dealer Concession ; Less than $50,000, 5.50%, 4.75% ; $50,000 to $99,999, 4.50, 4.00 ; $100,000 to $249,999, 3.50, 3.00.
Sales Charges Overview - Raymond James Investment Management
You may purchase Class A at the “offering price,” which is equal to the fund's net asset value plus a front-end sales charge. The amount of that sales charge ...
INTERVAL FUNDS SALES CHARGES AND COMMISSION SCHEDULE. *The 12b-1 trail ... Dealer's Concession. Sales Charge. Dealer's Concession. Less than $99,999. 2.50 ...
Share Class Pricing and Details | Capital Group
Many broker-dealers offer fee-based programs that allow investors to purchase mutual funds for an annual asset-based fee, instead of paying commissions or sales ...