Securities Enforcement 2024 Mid|Year Update

Securities Enforcement 2024 Mid-Year Update - Gibson Dunn

The first half of 2024 reflected a dichotomy in SEC enforcement. On one hand, the Enforcement Division continued to pursue an aggressive enforcement agenda.

FY2024 in Review: SEC Enforcement Actions Against Investment ...

In its 2024 fiscal year, the U.S. Securities and Exchange Commission brought over 130 enforcement actions against investment advisers and their ...

Securities Enforcement Roundup – October 2024 - Morgan Lewis

On October 22, 2024, the SEC charged four public companies with making allegedly materially misleading disclosures regarding cybersecurity risks ...

Securities Enforcement Roundup – September 2024 - Morgan Lewis

[1] Press Release, Securities and Exchange Commission, SEC Charges Nine Investment Advisers in Ongoing Sweep into Marketing Rule Violations ( ...

FY2024 in Review: SEC Enforcement Actions Against Investment ...

In its 2024 fiscal year, the U.S. Securities and Exchange Commission brought over 130 enforcement actions against investment advisers and ...

Remarks at Securities Enforcement Forum D.C. 2024 - SEC.gov

In fiscal year 2024, the Commission brought recordkeeping cases resulting in over $600 million in civil penalties against more than 70 firms ...

SEC Enforcement Trends and Priorities Ahead of New Statistical Year

Senior Division of Enforcement officials from the U.S. Securities and Exchange Commission (SEC) spoke with SEC alumni, private practitioners ...

Securities Docket Announces 'Enforcement Elite' for 2024

On Wednesday, November 6, 2024, Securities Docket announced its “Enforcement Elite” for 2024 — our list of the best securities enforcement ...

Key Takeaways & Insights from the 2024 Securities Enforcement ...

Securities enforcement is on the rise compared to last year, and when it's released, we expect the SEC's annual enforcement results report ...

Securities Litigation 2024 Mid-Year Update - Gibson Dunn

This update provides an overview of the major developments in federal and state securities litigation since our Securities Litigation 2023 Year-End Update.

Enforcement Activity Involving Auditors: 2024 Mid-Year Update

She has consulted on enforcement matters brought by the US Securities and Exchange Commission (SEC), the Public Company Accounting Oversight ...

Trends in SEC enforcement actions - PwC Viewpoint

This includes $1.6 billion in civil penalties and $3.4 billion in disgorgement and prejudgment interest. Thus far in 2024, the SEC has continued ...

SEC Enforcement 2024: A Mid-Year Review (Bloomberg Law ...

David Peavler, Evan Singer and Sidney McClung have written a mid-year roundup for Bloomberg Law of the Securities and Exchange Commission's ...

Mid-Year Enforcement Update: SEC's Continued Focus on Private ...

As we reach the midpoint of 2024, the SEC's enforcement actions continue to shape the private funds industry.

Press Releases - SEC.gov

E-mail Updates ; Oct. 31, 2024, JP Morgan Affiliates to Pay $151 Million to Resolve SEC Enforcement Actions, 2024-178 ; Oct. 30, 2024, SEC Announces New Members ...

SEC Enforcement Newsletter: Q3 2024 | Perspectives

SEC Enforcement Newsletter: Q3 2024 ... Navigating the regulatory landscape is complex, and it is critical that companies understand the core ...

Heightened PCAOB and SEC Enforcement Against Auditors ...

The mid-year update finds that the heightened trend of enforcement established in the past two years is continuing in 2024 for the PCAOB.

Five key SEC priorities in 2024 | EY - US

Climate: In 2024, the SEC is expected to finalize perhaps its most highly anticipated rule under Gensler's leadership, which would require public companies to ...

Mid-Year Enforcement Update: SEC's Continued Focus on Private ...

In April 2024, the SEC announced settled charges against five registered retail-focused investment advisers for violating the new Marketing Rule ...

SEC Announces Leadership Changes and Regulatory Updates

The SEC adopted amendments to reporting requirements on Form N-PORT on August 28, 2024. The amendments will require funds that are required to ...