Securities and Futures Act 2001
Securities and Futures Act 2001 - Singapore Statutes Online
An Act relating to the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading.
Securities and Futures Act 2001 - Monetary Authority of Singapore
Governs the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading of financial ...
Securities and Futures Act 2001 - Singapore Statutes Online
Singapore Statutes Online is provided by the Legislation Division of the Singapore Attorney-General's Chambers.
This Act may be cited as the Securities and Futures Act 2001 and shall come into operation on such date as the Minister may, by notification in the Gazette ...
SECURITIES AND FUTURES ACT (CAP. 289)
... SECURITIES «AND «FUTURES «ACT. (CHAPTER 289). (Original Enactment: «Act 42 of 2001). REVISED EDITION 2006. (1st April 2006). An «Act relating to the regulation ...
Securities and Futures Act - CACJ
Securities and Futures Act (Cap 289, 2006 Rev Ed) ... (h) Providing custodial services for securities. Part XII of the SFA addresses prohibited market conduct ...
A New Paradigm in Securities Regulation - Law Gazette
The Securities and Futures Act (Cap 289) ('SFA') was presented to Parliament for the first reading on 25 September 2001, and was passed by Parliament on 5 ...
Whole Section | Rulebook - Singapore Exchange
Securities and Futures Act 2001, or any statutory modification, amendment or re-enactment thereof for the time being in force, or any statute that may replace ...
Ch. 17 Corporate Finance and Securities Regulation
6 The SIC was established under section 3 of the Securities Industry Act 1973 and continues to exist as if constituted under section 138 of the present SFA. Its ...
MAS revises FAQs on Disclosure of Interests to provide guidance on ...
... in interests under Part 7 of Securities and Futures Act 2001. ... of Securities and Futures Act 2001. 8 December 2023. On 2 November 2023, the Monetary ...
Navigating US Regulatory and Tax Issues—A Primer for Singapore ...
... Futures Act 2001 (SFA), whereby persons carrying out ... The Securities Act does not define “public offering”, but relevant case law ...
CORPORATIONS ACT 2001 - SECT 9 Dictionary - AustLII
in relation to a futures contract—has the meaning given by Division 4; and. (b): in relation to securities—subject to subsection 93(4), means (whether as ...
USA PATRIOT Act of 2001 - Congress.gov
... Security Act of 1947. Sec. 903. Sense of Congress ... Act, including the Commodity Futures Trading Commission) appropriate for such financial institution.
A New Regulatory Framework for Trading Facilities, Intermediaries ...
A Rule by the Commodity Futures Trading Commission on 08/10/2001 ... provisions of the Act relating to security futures products. 4. Contract Approval Fees.
MAS adds industry feedback to SFO framework | The Asset
SFOs are exempt from licensing under the Securities and Futures Act 2001 (SFA), and the proposals are aimed at balancing the criteria for a ...
Market Monitor – 15 November 2024 | ColumbiaThreadneedle ...
TIS is regulated in Singapore (Registration number: 201101559W) by the Monetary Authority of Singapore under the Securities and Futures Act ( ...
An accredited investor as defined in Section 4A of the SFA and Securities and Futures (Classes of Investors) Regulations 2018 is: ... Act 2001; or. (BC) any ...
Futures Contracts (J.P. Morgan Securities Australia Limited ...
regulations made under the Corporations Act 2001 (Aust) that relate to the protection of client money or client property. (2). If this clause applies, ...
Types of investors | Answer - Finreg.sg
There are three specific classes of investors defined under the Securities and Futures Act - i) accredited investor ii) expert investor iii) institutional ...
How is Wise regulated in each country and region? | Wise Help Centre
... Act 2019 (PSA) and 2) has a Capital Market Services Licence under the Securities and Futures Act 2001 for Dealing in Capital Market Products. United Kingdom.