Short Position and Short Activity Reporting by Institutional ...

The new rule and related form are designed to provide greater transparency through the publication of short sale-related data to investors and other market ...

Short Position and Short Activity Reporting by Institutional ... - SEC.gov

Under the new rule, institutional investment managers that meet or exceed certain specified reporting thresholds are required to report, on a monthly basis ...

SEC Adopts New Short Position and Short Activity Reporting Rule ...

Release”). 2. Section 13(f)(6)(A) of the Exchange Act defines “institutional investment manager” to include ...

SEC Adopts Rule Regarding Short Position and Short Activity ...

The Final Rules also do not require institutional investment managers to report granular details on daily trading connected to open short ...

Final rule: Short Position and Short Activity Reporting by Institutional ...

Short Position and Short Activity Reporting by Institutional Investment Managers, Exchange Act Release. No. 34-94313 (Feb. 25, 2022), 87 FR ...

New SEC Rule on Short Selling: Key Filing Requirements and ...

The report must include the manager's total short position in the stock at the end of the month, as well as their net activity (including ...

SEC Adopts Gross Short Position and Activity Reporting by ...

SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers · Compliance Date · Reporting Thresholds and Filing ...

SEC Adopts New Short Position Reporting Rules for Institutional ...

The Concept of “Gross Short Position” ... The potential obligation of an institutional investment manager (a Manager) to report on Form SHO for a ...

SEC Adopts New Short Position and Short Activity Reporting ...

The Securities and Exchange Commission (the “SEC”) adopted a new short position and short activity disclosure requirement under Rule 13f-2 ...

SEC Short Sale Disclosure Rules & Upcoming Compliance Date

The SEC adopted Rule 13f-2 and the corresponding Form SHO that requires institutional investment managers (“Managers”) to report certain short ...

SEC Adopts Short Interest Reporting Requirement - Morgan Lewis

For a non-Reporting Company Issuer, the reporting threshold is a gross short position in the equity security with a US dollar value of $500,000 ...

SEC Adopts Short Sale Disclosure Rule - Sullivan & Cromwell LLP

... Act requiring institutional investment managers that ... short position that meets or exceeds Rule 13f-2's applicable reporting threshold.

SEC Adopts Short Sale Disclosure Rules | Insights

It will require managers exercising investment discretion over short positions that meet or exceed certain thresholds to file with the SEC, on a ...

“Get Shorty – The Sequel”: SEC Implements New Disclosure of ...

In addition, for each equity security in which the gross short position exceeds an applicable threshold, the Institutional Investment Manager ...

MFA Submits Comment Letter on the SEC's Short Position and Short ...

MFA Submits Comment Letter on the SEC's Short Position and Short Activity Reporting Rule ... institutional investors by providing portfolio diversification ...

Short Position and Short Activity Reporting by Institutional ...

The SEC adopts new Rule 13f-2 and new Form SHO, which would require institutional investment managers that meet or exceed certain specified ...

Securities and Exchange Commission: Short Position and Short ...

GAO reviewed the Securities and Exchange Commission's (SEC) new rule entitled "Short Position and Short Activity Reporting by Institutional Investment ...

Short Position and Short Activity Reporting by Institutional ...

The proposed rule and related form are designed to provide greater transparency through the publication of short sale related data to investors and other ...

Short Position and Short Activity Reporting by Institutional ...

Short Position and Short Activity Reporting by Institutional Investment Managers · Keep up-to-date with Sidley · Editions. United States; Europe · Asia Pacific ...

SEC Proposes Rules Requiring Disclosure of Short Positions…

On February 25, 2022, the U.S. Securities and Exchange Commission issued a proposal—Short Position and Short Activity Reporting by Institutional