Statement Of CFTC Commissioner Caroline D. Pham On Self ...

Statement of Commissioner Caroline D. Pham on Self-Reporting ...

This case is an example of why I have repeatedly raised concerns regarding the CFTC's contradictory approach to self-reporting by market ...

Dissenting Statement of Commissioner Caroline D. Pham on SEF ...

WASHINGTON, D.C. – U.S. Commodity Futures Trading Commission (CFTC) Commissioner Caroline D. Pham issued the following dissenting statement ...

Statement of Commissioner Caroline D. Pham on Swap Data ...

“I am pleased that the CFTC has provided recognition of self-reporting and cooperation credit in this settlement order with The Bank of New York ...

Commissioner Caroline D. Pham | CFTC

Commissioner Caroline D. Pham ; 07/03/2024, Statement of Commissioner Caroline D. Pham Regarding Rule 11 Sanctions Motion in CFTC v. Traders Global Group

Statement of Commissioner Caroline D. Pham on Effective Self ...

I support the Notice of Proposed Rulemaking regarding Amendments to Provisions Common to Registered Entities under Part 40 of the CFTC's ...

Statement of Commissioner Caroline D. Pham on Swap Data ...

I question why the CFTC changed its approach to assessing civil monetary penalties in swap data reporting matters in 2023 without sufficient ...

Commissioner Caroline D. Pham | CFTC

09/04/2024, Dissenting Statement of Commissioner Caroline D. Pham on DeFi Enforcement Action Involving Uniswap Protocol Commissioner Caroline D. Pham ; 08/29/ ...

Statement Of CFTC Commissioner Caroline D. Pham - Mondo Visione

And it's our duty to take appropriate corrective action if we ever lose sight of those principles. The Commission must uphold the highest ...

Public Statements & Remarks | CFTC

Public Statements & Remarks ; 07/29/2024, Statement of Commissioner Caroline D. Pham in Support of Foreign Boards of Trade Final Rule Commissioner Caroline D.

Mondo Visione on X: "Statement Of CFTC Commissioner Caroline D ...

Statement Of CFTC Commissioner Caroline D. Pham On Self-Reporting And Cooperation Credit In Enforcement Actions https://t.co/LE7xnB785W.

Public Statements & Remarks | CFTC

Public Statements & Remarks ; 08/19/2024, Statement of Commissioner Caroline D. Pham on Self-Reporting and Cooperation Credit in Enforcement Actions Commissioner ...

Statement Of CFTC Commissioner Caroline D. Pham On Filing Of ...

uphold the Commodity Exchange Act and the Commission's ... Statement Of CFTC Commissioner Caroline D. Pham On Filing Of Complaint In CFTC v.

CFTC's Pham Hits Again: “Decades-Old Regulations' Interpretations ...

Caroline D. Pham has done it again: The Commissioner at the Commodity Futures Trading Commission (CFTC) has once more issued a statement ...

Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC ...

Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC Commissioner Caroline D. Pham: Memorandum of Understanding Between the SEC and ...

CFTC - U.S. Commodity Futures Trading Commission - Facebook

Learn how you can protect yourself and your family against group-chat #fraud. ... CFTC Commissioner Pham Announces Global Markets Advisory Committee will Meet ...

Dissenting Statement of Commissioner Caroline D. Pham ... - LinkedIn

cftc.gov ... "You can't play by the rules when the game keeps changing" is my new motto. Many thanks for sharing this insight and your bold ...

Statement of Commissioner Caroline D. Pham on Filing of ...

It is my job to uphold the Commodity Exchange Act and the Commission's jurisdiction so that we can faithfully execute our mission to protect the ...

Navigating the Financial Markets Regulatory Landscape

As seen in recent CFTC enforcement actions, Commissioner Pham continues to raise concerns about the CFTC's enforcement strategy. Her critique ...

CFTC Commissioner Pham on the agency's role in regulating digital ...

US Commissioner Caroline Pham discussed the CFTC's role in regulating digital assets in front of an international audience at City Week in London.

Elections Betting Pays Off, For Now: Implications for Future Event ...

[18] Dissenting Statement of Commissioner Caroline D. Pham on Event Contracts Proposal, (May 10, 2024), https://www.cftc.gov/PressRoom/ ...