Statement of Commissioner Caroline D. Pham on Self|Reporting ...

Statement of Commissioner Caroline D. Pham on Self-Reporting ...

The CFTC often reiterates that cooperation credit is an important incentive to encourage self-reporting. I have also encouraged self-reporting in previous ...

Dissenting Statement of Commissioner Caroline D. Pham on SEF ...

Dissenting Statement of Commissioner Caroline D. Pham on SEF Enforcement Actions ... WASHINGTON, D.C. – U.S. Commodity Futures Trading Commission ...

Statement Of CFTC Commissioner Caroline D. Pham - Mondo Visione

Statement Of CFTC Commissioner Caroline D. Pham: The CFTC Needs To Get Serious. A Strategic Plan For Reform. Date 10/05/2024. Today, the Commodity Futures ...

Mondo Visione on X: "Statement Of CFTC Commissioner Caroline D ...

Statement Of CFTC Commissioner Caroline D. Pham On Self-Reporting And Cooperation Credit In Enforcement Actions https://t.co/LE7xnB785W.

CFTC

[1] Statement of Commissioner Caroline D. Pham on Self-Reporting and Cooperation Credit in. Enforcement Actions (Aug. 19, 2024), https://www ...

CFTC - U.S. Commodity Futures Trading Commission - Facebook

Statement of Commissioner Caroline D. Pham on Self- Reporting and Cooperation Credit in Enforcement Actions: https://www.cftc. gov/PressRoom/SpeechesTestimony/ ...

CFTC's Pham Hits Again: “Decades-Old Regulations' Interpretations ...

Caroline D. Pham has done it again: The Commissioner at the CFTC has once more issued a statement criticising the working ethics of the top ...

Statement of Commissioner Caroline D. Pham on Self-Reporting ...

Statement of Commissioner Caroline D. Pham on Self-Reporting and Cooperation Credit in Enforcement Actions. CFTC - U.S. Commodity Futures ...

Statement Of CFTC Commissioner Caroline D. Pham On Filing Of ...

Once again, the Commission is taking a “ready, shoot, aim” approach to its enforcement actions, without allowing for a process that ensures ...

Statement of Commissioner Caroline D. Pham on Swap Data ...

I question why the CFTC changed its approach to assessing civil monetary penalties in swap data reporting matters in 2023 without sufficient ...

Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC ...

Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC Commissioner Caroline D. Pham: Memorandum of Understanding Between the SEC and ...

Statement of Commissioner Caroline D. Pham on Innovation and ...

Statement of Commissioner Caroline D. Pham on Innovation and Market Structure. cftc.gov. 58 ...

Caroline D. Pham | U.S. Commodity Futures Trading Commission

Caroline D. Pham was sworn in as a Commissioner of the Commodity Futures Trading Commission on April 14, 2022.

Untitled

... Commissioner Kristin N. Johnson | CFTC",2 "Commissioner Pham Announces CFTC ... Reporting Program | CFTC",2 "November Bank Participation Report Futures ...

CFTC - U.S. Commodity Futures Trading Commission - Facebook

Statement of Commissioner Caroline D. Pham on Swap Data Reporting Settlement Order and the Exa... Statement of Commissioner Caroline D. Pham on S...

'Bait-and-switch': Pham critical of CFTC self-reporting policy | Premium

Caroline Pham, a commissioner on the Commodity Futures Trading Commission, criticized the agency's policy on credit for self-reporting ...

Caroline D. Pham - U.S. Commodity Futures Trading Commission

Twitter / Instagram: @CarolineDPham
Email: [email protected]

The… · Experience: U.S. Commodity Futures Trading Commission · Education: ...

Foreign Boards of Trade - Federal Register

Appendix 4—Statement of Commissioner Caroline D. Pham. I support the Foreign Boards of Trade (FBOT) Final Rule because it promotes access to ...

CFTC'S UPDATED LARGE TRADER REPORT RULE LEAVES ...

wonder who will make decisions that, as Commissioner Pham explains, could cost reporting firms ... Statements and Remarks, Caroline D. Pham ...

Navigating the Financial Markets Regulatory Landscape - JD Supra

Alongside this, Commissioner Caroline D. Pham continued to voice criticism of the CFTC's enforcement approach, advocating for transparency ...