Statement of Commissioner Caroline D. Pham on Swap Data ...

The CFTC changed its approach to swap data reporting cases in 2023 to be excessively and disproportionately punitive.

Commissioner Caroline D. Pham today released the following statement on the CFTC's recent settlement order regarding The Bank of New York Mellon.

Statement of Commissioner Caroline D. Pham in Support of Swap ...

I support the Final Rule on Swap Confirmation Requirements for Swap Execution Facilities because it resolves the temporal impossibility of ...

Statement Of CFTC Commissioner Caroline D. Pham - Mondo Visione

Statement Of CFTC Commissioner Caroline D. Pham: The CFTC Needs To Get Serious. A Strategic Plan For Reform · [5] improper expansion of ...

Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC ...

Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC Commissioner Caroline D. Pham: Memorandum of Understanding Between the SEC and ...

Statement of Commissioner Caroline D. Pham on Swap Data ...

Statement of Commissioner Caroline D. · The Latest Emails Sent By CFTC - U.S. Commodity Futures Trading Commission · More Emails, Deals & Coupons ...

CFTC - U.S. Commodity Futures Trading Commission - Facebook

Statement of Commissioner Caroline D. Pham on Swap Data Reporting Settlement Order and the Exa... Statement of Commissioner Caroline D. Pham on S...

CFTC Orders BNYM to Pay $5m for Swap Reporting Failures

... swap data reporting and monitoring of its associated persons (AP). ... Statement of Commissioner Caroline D. Pham. Source: CFTC. NEWSLETTER ...

CFTC - U.S. Commodity Futures Trading Commission - Facebook

Statement of Commissioner Caroline D. Pham on Self- Reporting and ... Pham on Joint Data Standards Proposal | CFTC. Concurring Statement of Commissioner ...

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... Data & Analysis | CFTC",12 "Search Content | CFTC",12 "Historical Viewable ... Commissioner Johnson to Speak at FIA Expo 2024 | CFTC",2 "Commissioner ...

Statement of Commissioner Caroline D. Pham in Support of Swap ...

Public Statements & Remarks. Statement of Commissioner Caroline D. Pham in Support of Swap Dealer Financial. Reporting Rule. April 30, 2024. I support the ...

CFTC's Pham Hits Again: “Decades-Old Regulations' Interpretations ...

Caroline D. Pham has done it again: The Commissioner at the Commodity Futures Trading Commission (CFTC) has once more issued a statement ...

Foreign Boards of Trade - Federal Register

Appendix 4—Statement of Commissioner Caroline D. Pham. I support the Foreign Boards of Trade (FBOT) Final Rule because it promotes access to ...

Navigating the Financial Markets Regulatory Landscape

Alongside this, Commissioner Caroline D. Pham continued to voice criticism of the CFTC's enforcement approach, advocating for transparency ...

Elections Betting Pays Off, For Now: Implications for Future Event ...

[18] Dissenting Statement of Commissioner Caroline D. Pham on Event Contracts Proposal, (May 10, 2024), https://www.cftc.gov/PressRoom/ ...

Statement of Commissioner Caroline D. Pham on Innovation and ...

... data, expert reports, and public input. “It is imperative that we fully understand these shifts in market structure to determine how best to ...

Federal Register/Vol. 89, No. 163/Thursday, August 22, 2024 ...

Appendix A—Concurring Statement of. CFTC Commissioner Caroline D. Pham. I respectfully concur on the Notice of. Proposed Rulemaking on the ...

Towards Transparency - IQ December 2022(pdf)

Commission's (CFTC) swap data reporting rules, the first batch of which come ... Caroline D. Pham, Commodity Futures Trading Commission.

Caroline Pham | Milken Institute

The Honorable Caroline D. Pham is a CFTC Commissioner and sponsor of the CFTC's Global Markets Advisory Committee. Pham is an internationally recognized ...

SWAPS—CFTC fines BGC and GFI SEFs... - VitalLaw.com

CFTC Commissioner Pham dissented, criticizing the shift to a more prescriptive regulatory approach and calling for greater transparency and ...