The Perils of a Circumstantial Insider Trading Case

The Perils of a Circumstantial Insider Trading Case - The New York ...

And trades by the golfer Phil Mickelson and William T. Walters, a high-rolling gambler, just before the billionaire investor Carl C. Icahn made ...

Insider Trading by Friends and Family: When the SEC Alleges Tipping

This article provides an overview of the law and the practical aspects of insider trading cases involving family or close friends.

U.S. court ruling challenges SEC's circumstantial insider trading ...

A federal judge in Virginia found that the regulator failed to offer persuasive circumstantial evidence to prove that a mortgage banker traded on illicit tips.

A Case for Statistical Evidence in Insider Trading Claims

This article will describe the value of statistical evidence and explain what steps plaintiffs' lawyers can take to leverage such evidence in prosecuting ...

Gupta Insider-Trading Conviction: Circumstantial Evidence Still ...

Indeed, the case may cause federal prosecutors to feel once again more confident about bringing insider-trading charges on merely circumstantial evidence.

The Return to Business As Usual for Insider Trading Litigation

A federal appeals court, in US Securities and Exchange Commission v. Christopher Clark, recently reversed a lower court's decision and remanded the case for a ...

circumstantial evidence and insider trading - Lenczner Slaght

In the case of the regulatory and quasi-criminal offences of insider trading and tipping, particular care must be taken to avoid a mechanistic application of ...

Illegal insider trading: Commission and SEC detection - ScienceDirect

Estimate determinants of both commission and detection of illegal insider trading. Find insiders consider SEC actions when deciding to trade.

Second Circuit Court of Appeals Expands Insider Trading Liability

On August 23, 2017, the Second Circuit Court of Appeals affirmed the insider trading conviction of Matthew Martoma, a former portfolio ...

Circumstantial Evidence Of Insider Trading Before Fourth Circuit

According to a Vedder Price P.C. report, insider trading cases will be a priority for civil and criminal regulators in 2023 and beyond.

SEC Insider Trade Investigations Buoyed in Appeals Court Ruling

An appeals court decision reviving an SEC insider trading case removes what targets of such probes saw as a strike against investigations based on data ...

Hedge Fund - Akin Gump

its first criminal insider dealing case just three years ago. By analyzing the differences between U.S. and U.K. insider trading laws, this ...

Measuring Insider Trading Damages for a Private Plaintiff

Nevertheless, a court must still determine each plaintiffs actual damages before awarding a fraction of it. Furthermore, the party on the other side of the ...

Fourth Circuit Reverses Mid-Trial Grant of Judgment Against SEC in ...

The US Court of Appeals for the Fourth Circuit reversed a mid-trial grant of judgment as a matter of law against the Securities and Exchange Commission in a ...

When a Pun Gets You Punished: An Insider Trading Tale

Would you consider it a violation of the federal insider trading laws if you had material non-public information, and you casually made a ...

Can Regulation of Insider Trading Be Effective? - CORE

They are required by the Section 16(a) to report periodically all their trade in equity securities to the SEC. Unregistered insiders (or outside-insiders) ...

Telling the Truth Slant—Defending Insider Trading Claims against ...

This Article is brought to you for free and open access by the Law Reviews and Journals at Mitchell Hamline Open Access.

Friend And Family Perils: When The SEC Alleges Tipping - Mondaq ...

Or a young professional shares a house with a friend, who pieces together what the professional is working on and trades. Government insider trading ...

OSC reaches mixed verdict in complex insider trading case

The Ontario Securities Commission (OSC) handed down a split decision in a complex insider trading case against a chain of friends and ...

The Information Content of Registered Insider Trading Under Lax ...

This paper examines abnormal returns following insider trading on the Warsaw Stock Exchange (WSE). The profits to informed investors appear to be substantially ...