UK retail conduct requirements

Individual Conduct rules · You must act with integrity · You must act with due skill, care and diligence · You must be open and cooperative with ...

UK retail conduct requirements: FCA launches Call for Input ...

The FCA explains that it would need to balance the extent to which prescriptive rules might be needed, so that consumers are given the ...

Review of FCA requirements following the introduction of the ...

We're asking for views on whether, where and how we can refine our retail conduct rules, while ensuring we continue to support and protect consumers.

FCA call for input on review of retail conduct requirements in light of ...

The Consumer Duty sets a high standard of care that firms must give to their retail customers. The Duty's outcomes-based approach aims to enable ...

UK Announces Final Reforms to Financial Services Retail ...

UK Announces Final Reforms to Financial Services Retail Disclosure Requirements ... Post Brexit, the U.K. Government and Financial Conduct ...

FCA's Call for Input: Simplifying Retail Conduct Rules

Discover the FCA's latest review of their retail conduct rules, simplifying requirements for regulated firms while enhancing consumer ...

FCA Call for Input – Retail conduct rules | Burness Paull

The current retail conduct rules consist of the conduct of business requirements set out in the FCA's Handbook. They cover the activities of ...

HMT and FCA announce plans to reform financial services retail ...

... Conduct Authority (FCA) announced their plans to reform UK retail disclosure rules ... requirements. Reforming the UK retail disclosure ...

UK retail banking and payments: Regulatory return to the office

Further details on the scope of the legislation will be set out when the Bill is introduced. FCA Call for Input on retail conduct requirements ...

Reforms to Financial Services retail-disclosure requirements - GOV.UK

The UK's new retail disclosure regime is expected to be in place in H1 2025, subject to Parliamentary approval and the FCA consultation process.

FCA launches call for input on review of its requirements following ...

Through the call for input, the FCA is seeking views on whether, where and how it can refine its retail conduct rules, while ensuring it ...

UK Adopts a New Consumer Duty: Key Implications for Financial ...

Individual Conduct Rule 6 requires conduct staff to 'act to deliver good outcomes for retail customers', as well as a new Duty of Responsibility ...

Britain to reform retail investment disclosure rules to boost capital ...

... retail investment disclosure requirements in the UK, replacing ... The UK finance ministry and the Financial Conduct Authority (FCA) on ...

The new approach to conduct risk | Frontier Economics

The UK has been at the forefront of regulatory innovation in this area, moving from a predominantly rules-based system to one that, while keeping the rules, ...

Emerging retail conduct risks - KPMG LLP

UK FCA: United Kingdom's Recent Focus on Consumer Best Interests

The FCA Consumer Duty Consultation identified the FCA's goals as: (1) obtaining a higher level of consumer protection in retail financial ...

Update to the UK Financial Services regulation – UK Consumer Duty |

Cross-cutting rules: the standards of conduct that the FCA expects under the Consumer Principle. · Act in good faith towards retail customers. · Avoid foreseeable ...

What is the new Consumer Duty and how does it apply ... - UK Finance

It's been described as one of the biggest shake-ups to retail financial services regulation. The Financial Conduct Authority's (FCA) Consumer ...

Financial Conduct Authority - Wikipedia

The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom. It operates independently of the UK Government and is financed ...

UK retail financial services set for biggest overhaul in 20 years

Companies will also need to provide “helpful and responsive” customer service, to make it “as easy to use a product or service, sort out a ...