Virtu Comment Letter on Proposed FINRA Rule Change to Adopt ...

2 FINRA, Proposed Rule Change to Adopt Supplementary Material. 19 (Residential Supervisory Location) under. FINRA Rule 3110 (Supervision), File ...

Comment Letters – VIRTU Financial Inc.

Virtu Comment Letter on Proposed FINRA Rule Change to Adopt Residential Supervisory Locations. June 22, 2022. Virtu Comment Letter on Proposed Amendments to ...

Proposed Rule Change to Adopt New Supplementary Material .19 ...

COMMENT LETTER: Proposed Rule Change to Adopt New Supplementary Material .19 (Residential Supervisory Location) under FINRA Rule 3110 (November ...

March 5, 2024 VIA ELECTRONIC DELIVERY Ms ... - SEC.gov

(“Virtu”) submits this comment letter in response to the above- referenced proposed rule change filed with the Securities and Exchange Commission.

Text of the Proposed Rule Change - finra

Renewal of Proposed Rule Change to Adopt Proposed Rule ... PIABA, which also previously submitted a comment letter in opposition to the Proposal,8.

Federal Register/Vol. 88, No. 225/Friday, November 24, 2023/Notices

On July 3, 2023, FINRA filed an amendment to the proposed rule change. (''Amendment No. 1'').8 On July 5, 2023, the Commission published a ...

FINAL Virtu Infrastructure Comment Letter (05262020)

(“Virtu”)1 respectfully submits this letter in response to the above- referenced proposed rule issued by the Securities and Exchange Commission ...

FINRA-2023-006 Response to Comments dated 09-14-2023

SR-FINRA-2023-006 – Proposed Rule Change to Adopt. Supplementary Material .19 (Residential Supervisory Location) under FINRA. Rule 3110 ...

Comment Letters Submitted by FINRA | FINRA.org

4/4/05 – NASD Comment Letter on Proposed Rule: Certain Broker-Dealers Deemed Not to Be Investment Advisers, Securities Exchange Act Release No. · 3/15/05 – NASD ...

Virtu Financial, Comment Letter on Proposed Rule on Conflicts of

("Virtu") respectfully submits this letter in response to the above- referenced rule proposal issued by the Securities and Exchange Commission (the “SEC” or.

Regulatory Notice 23-11 | FINRA.org

FINRA is issuing this concept proposal so that any feedback received can be taken into account as FINRA considers a proposed rule; any proposed ...

SR-FINRA-2023-006-Amendment-2.pdf

implement or operate the proposed rule change, or that is referred to by the proposed rule change. ... separate letter its response to the 12 ...

SR-FINRA-2022-013 - Text of the Proposed Rule Change

10 See Letters from Virtu Financial, FIA PTG, and the Modern Markets Initiative. ... In this comment letter, we refer to U.S. Treasury securities as “Treasuries”.

Comment letter from Virtu Financial - Dec 4, 2023 - RE: CSA/CIRO ...

harmonization would hurt investors. •. Regulation Best Execution: The SEC should NOT adopt this proposal; it will undermine existing investor.

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing ...

In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and ...

Virtu Financial Comment on Regulatory Notice 18-28 - finra

... Exchange.5 When the new rule was adopted, the Commission specifically provided for an exemption from the definition of Exchange in 3b-16(b)( ...

Federal Register/Vol. 82, No. 133/Thursday, July 13, 2017/Notices

1 to the proposed rule change 7 and submitted a comment response letter.8. The Commission subsequently received two additional comment letters ...

Federal Register/Vol. 81, No. 248/Tuesday, December 27, 2016 ...

of Proposed Rule Change; SR–FINRA–2009–012). 7 See Securities Exchange Act Release No. 66163. (January 17, 2012), 77 FR 3318 (January 23 ...

Further Definition of “As a Part of a Regular Business” in the ...

The Commission is adopting new Rules 3a5-4 and 3a44-2 under the Exchange Act to further define what it means to be engaged in the business of ...

August 29, 2024 - SIFMA

SR-FINRA-2024-011; New York Stock Exchange LLC, File No. SR-NYSE-2024 ... pdf; Virtu Comment Letter (Mar. 5, 2024), https://www.sec.gov ...