security futures product from 15 USC § 78c
15 U.S. Code § 78c - Definitions and application - Law.Cornell.Edu
For security-based swaps, such terms include the execution, termination (prior to its scheduled maturity date), assignment, exchange, or similar transfer or ...
Definition: security future from 15 USC § 78c(a)(55) - Law.Cornell.Edu
The term “security future” does not include any agreement, contract, or transaction excluded from the Commodity Exchange Act [ 7 U.S.C. 1 et seq.] under ...
15 U.S.C. § 78c - U.S. Code Title 15. Commerce and Trade § 78c
(13) The terms “buy” and “purchase” each include any contract to buy, purchase, or otherwise acquire. For security futures products, such term includes any ...
15 USC 78c: Definitions and application
(50) The term "foreign securities authority" means any foreign government, or any governmental body or regulatory organization empowered by a foreign government ...
SECURITIES AND EXCHANGE COMMISSION - SEC.gov
15 U.S.C. 78c(a)(55)(A). Under Exchange Act Section 3(a)(56), the term “security futures product”.
17 CFR Part 41 -- Security Futures Products - eCFR
(ii) Trading of a security futures product based on a narrow-based security index shall be halted at all times that a regulatory halt has been instituted for ...
15 USC 78c-2: Securities-related derivatives - U.S. Code
Securities-related derivatives. (a) Any agreement, contract, or transaction (or class thereof) that is exempted by the Commodity Futures Trading Commission ...
U.S.C. Title 15 - COMMERCE AND TRADE - GovInfo
(56) The term “security futures product” means a security future or any put ... Securities Exchange Act of 1934 [15 U.S.C. 78c(a)(10)]; or. “(6) any ...
"(C) The term 'security futures product' means a security future or any put, call, straddle, option, or privilege on any security future. "(56)(A) The term ' ...
Securities Exchange Act of 1934 Release No. 49038 - SEC.gov
15 U.S.C. 78c(a)(55)(A). Under Exchange Act Section 3(a)(56), the term "security futures product" is defined as ...
§78c. Definitions and application
(56) The term "security futures product" means a security future or any put, call, straddle, ... Securities Exchange Act of 1934 (15 U.S.C. 78c(a).
Definitions - Federal Register
... Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(29)));. ( 6) The ... PART 41—SECURITY FUTURES PRODUCTS. 26. The authority citation for ...
17 CFR 242.401 -- Definitions. - eCFR
If there is no recent closing sale price, the security futures intermediary may use any reasonable estimate of the market value of the security as of the most ...
A provision of the Commodity Exchange Act with which a registered entity such as a designated contract market, swap execution facility, swap data repository, or ...
Securities Exchange Act of 1934; Order Granting ... - Federal Register
... security futures product” is defined as a security future or an option on a security future. Back to Citation. 4. 15 U.S.C. 78c(a)(51). This definition is ...
Analyses of Section 78c - Definitions and application, 15 U.S.C. § 78c
.6 12 C.F.R. ... § 80a-8), other than:i A company licensed under the Small Business Investment Company Act of 1958, as amended (15 U.S.C. § 661); orii A company ...
U.S. Regulatory Requirements for Trading Security Futures Products
Foreign broad-based security index futures contracts listed on foreign exchanges may not be offered and sold to customers located in the United ...
Securities Exchange Act of 1934 - NYSE
... 15. Registration and Regulation of Brokers and Dealers. Sec. 15A. Registered ... U.S.C. 92a), and which is supervised and examined by State or Federal ...
(B) any person registered with the Commodity Futures Trading Commission, any contract ... (53)(A) The term "small business related security" means a ...
Section 1a - Definitions, 7 U.S.C. § 1a | Casetext Search + Citator
(i) commodity for future delivery, security futures product, or swap ... Securities Exchange Act of 1934 ( 15 U.S.C. 78a et seq.) or a foreign person ...