CFTC Proposes Amendments to CPO

CFTC Proposes Rule 4.7 Changes That Would Impose Significant ...

2, the Commodity Futures Trading Commission (“CFTC”) proposed amendments ... CPOs”) and commodity trading advisers (“CTAs”). Rule 4.7 is ...

CFTC Proposes Changes to Form CPO-PQR - Dechert LLP

The Commodity Futures Trading Commission published on April 14, 2020, a proposal to amend certain compliance requirements for commodity pool ...

Proposed Amendments to CFTC Regulations - Seward & Kissel LLP

... proposed amendments. Commodity Pool Operator Exemptions The CFTC has proposed the elimination of the exemptions from registration as a CPO provided by Rules ...

Federal Register/Vol. 88, No. 196/Thursday, October 12, 2023 ...

ACTION: Notice of proposed rulemaking. SUMMARY: The Commodity Futures. Trading Commission (Commission or. CFTC) is proposing amendments to.

CFTC Proposes to Streamline Reporting Requirements for CPOs

On April 14, 2020, the Commodity Futures Trading Commission (CFTC) unanimously approved a proposal to amend certain compliance requirements ...

CFTC Proposes Rule Amendments to Expand Exemptions for Non ...

Historically, the CPO registration exemption available under Regulation 3.10(c)(3) has presented challenges for non-U.S. CPOs since it requires that a non-U.S. ...

CFTC Proposes Amendments to CPO and CTA Registration and ...

The CFTC proposed amendments designed to simplify registration and compliance requirements for commodity pool operators (CPOs) and commodity trading ...

CFTC Proposes Streamlined Version of Form CPO-PQR

The Commodity Futures Trading Commission (CFTC) has proposed amendments to Form CPO-PQR, streamlining the form but requiring commodity pool ...

Undeterred CFTC Unanimously Approves Three Proposed Rules ...

By a unanimous vote, CFTC Commissioners voted to approve a proposed rule amending Form CPO-PQR and simplifying filing requirements.12. Under the ...

CFTC Extends Public Comment Period for Proposed Amendments ...

The proposal would amend CFTC Regulation 40.11 to further specify types of event contracts that fall within the scope of Commodity Exchange Act ...

CFTC Proposes Amendments to CPO and CTA Registration and ...

The CFTC proposed amendments designed to simplify registration and compliance requirements for commodity pool operators (CPOs) and commodity ...

CFTC Proposes Amendments to CPO Reporting Rules

Specifically, the CFTC is proposing to amend CFTC Rule 4.22 to permit the use of such accounting principles (in addition to IFRS) provided that ...

CFTC Proposes to Codify Relief for CPOs and CTAs - K&L Gates

The U.S. Commodity Futures Trading Commission (“CFTC” or “Commission”) is proposing amendments to its regulations governing commodity pool ...

CFTC Issues Proposal on Event Contracts

In light of these developments, the Commission proposes to amend CFTC regulation 40.11 to further specify types of event contracts that fall ...

CFTC Proposes Amendments to Regulatory Framework for Certain ...

Second, the Proposed Rule would allow CPOs to apply the exemption on a pool-by-pool basis, permitting CPOs to claim this exemption for qualifying offshore pools ...

CFTC Proposes Amendments on Registration Relief for Foreign ...

The CFTC recently proposed rule amendments on registration relief for foreign commodity pool operators ("CPOs"), commodity trading advisors ("CTAs") and ...

Proposed Rule - News & Notices | NFA

NFA shall deem the failure of an IB, CPO or CTA confirmed as exempt from registration pursuant to CFTC Regulation 30.5 to file a new agreement within 30 days ...

CFTC Approves Registration Amendments - ACA Group

CPOs and CTAs must comply with the increased Portfolio Requirement thresholds in Regulation 4.7(a) by March 26, 2025. It should be noted that ...

CFTC Proposes Part 4 Rule Amendments to Codify Certain CPO ...

CFTC Proposes Part 4 Rule Amendments to Codify Certain CPO and CTA Relief · Overview: · New Exemption in Rule 4.13(a)(4) to Supersede Advisory 18- ...

CFTC Proposes to Amend and Clarify Registration Exemptions for ...

In other words, a non-U.S. CPO would be permitted to rely upon the 3.10 Exemption for its non-U.S. pools with non-U.S. participants, while ...