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SEC Adopts Rule Amendments to Provide Investors Using Proxy ...


SEC Adopts Updates to Proxy Voting Advice Regime - Jones Day

The final amendments nevertheless provide a mechanism by which investors can reasonably be expected to become aware of any written responses by ...

SEC Adopts Amendments to Proxy Voting Advice Regulations

On July 13, 2022, the Securities and Exchange Commission (the “SEC”) finalized rule amendments (the “Amendments”), proposed in November 2021 ...

SEC Adopts Amendments to Provide Investors More Information on ...

On July 22, the U.S. Securities and Exchange Commission (SEC) voted to adopt amendments (Amendments) to certain of its rules governing proxy ...

SEC Adopts Amendments to Proxy Rules Relating to Proxy Voting ...

The amendments add a new Rule 14a-2(b)(9) which provides certain conditions that proxy advisory firms will have to comply with to avail ...

SEC Adopts Amendments to Proxy Solicitation Rules - Faegre Drinker

The amendments, which reflect SEC's continued focus on reforms to proxy voting rules, create additional obligations for investment advisory ...

SEC adopts amendments regarding proxy advisory firms

The amendments also provide two non-exclusive safe harbors that satisfy the conditions to the exemptions. The SEC also voted by the same margin ...

SEC Adopts Proxy Voting Advice Rule Amendments - Mayer Brown

providing guidance with respect to the availability and requirements of two federal proxy rule exemptions that proxy advisors may seek to ...

SEC Adopts Amendments to Proxy Solicitation Rules for ... - Westlaw

The SEC also issued supplemental guidance regarding the proxy voting responsibilities of investment advisers. Update: The final rule and ...

Statement on Adoption of Amendments to Proxy Rules Governing ...

[23] See Proposing Release at 6. More specifically, the release would enhance the shareholder proposal process through amendments to three of ...

New SEC Proxy Regulations for Proxy Voting Advice Businesses ...

At an open meeting on July 22, 2020, the Securities and Exchange Commission (SEC) voted 3-1 to adopt amendments to its proxy rules and to issue ...

SEC Adopts Rule Amendments Regarding Proxy Voting Advice

The SEC has adopted rule amendments to the proxy rules related to proxy voting advice businesses, such as Glass Lewis and ISS, ...

SEC Adopts Rule Amendments on Proxy Voting Process - FilePoint

The goal of the new provisions is to provide greater transparency to investors while minimizing potential cost and operational burdens of the ...

Enhanced Reporting of Proxy Votes by Registered Management ...

The amendments will make these funds' proxy voting records more usable and easier to analyze, improving investors' ability to monitor how their funds vote.

SEC Adopts Amendments to Proxy Voting Advice Rules - Ai-CIO

SEC leaders say the final amendments aim to avoid burdens on proxy voting businesses that may impair the timeliness and independence of ...

SEC adopts universal proxy and proposes significant amendments ...

The SEC also voted, three to two, to propose amendments to the proxy rules governing proxy voting advice, reversing some key provisions of the ...

SEC Adopts Amendments to Proxy Solicitation Rules Relating to ...

This amendment codifies the SEC's earlier interpretive guidance providing that proxy voting advice from a proxy advisory firm (such as ...

SEC Adopts New Rules for Proxy Advisory Firms - Hinckley Allen

On July 22, 2020, the Securities and Exchange Commission (“SEC”) amended the Federal proxy voting rules (“Regulation 14A”) to require proxy ...

SEC Changes the Proxy Voting Advice Rules (Again) - Perkins Coie

Last week, the SEC adopted rule amendments to the proxy voting advice rules - in a 3-2 vote - reversing course on most of the rule changes ...

SEC Adopts Amendments to Its Own Rules Regulating Proxy ...

As we reported previously, the 2020 Final Rules, according to the SEC of 2020, were intended to help ensure that investors who use proxy voting ...

The Investment Lawyer - Willkie Farr & Gallagher LLP

SEC Adopts Amendments to Rules. Governing Proxy Voting Advice and Proposes. Modifications to Rule 14a-8. By David K. Boston, Jared N. Fertman ...