Securities Enforcement 2024 Mid|Year Update

SEC Announces Leadership Changes and Regulatory Updates

The SEC adopted amendments to reporting requirements on Form N-PORT on August 28, 2024. The amendments will require funds that are required to ...

Regulatory Update And Recent SEC Actions – October 2024 - Mondaq

October 2024 has seen the Securities and Exchange Commission (SEC) continue its aggressive enforcement actions and regulatory updates, targeting ...

SEC to Continue Aggressive Enforcement Efforts in 2024 After ...

This is the fourth in our 2024 Year in Preview series examining important trends in white collar law and investigations in the coming year. We ...

SEC enforcement newsletter: Q2 2024 | Perspectives

On May 16, 2024, the SEC announced the adoption of amendments to Regulation S-P to modernize and enhance the rules that govern the treatment of ...

Legal attacks are slowing SEC rulemaking in crucial election year

SEC rulemaking slowed by adverse court decisions and legal challenges, sources say · Gensler-led rules on private funds, climate change, and fund ...

Securities Enforcement Roundup – August 2024 - JD Supra

Securities Enforcement Roundup – August 2024 · SEC ANNOUNCES ANOTHER ROUND OF SETTLEMENTS REGARDING 'OFF-CHANNEL COMMUNICATIONS' · SDNY ISSUES ...

2024 Ray Garrett Jr. Corporate & Securities Law Institute: SEC ...

SEC panelists discussed how companies have sought to comply over the past year with the SEC's cybersecurity disclosure rules that went into ...

Nutter Securities Enforcement Update: March 1, 2024

Sixteen Firms Settle SEC Electronic Records Recordkeeping Charges, Press Rel. 2024-18 (Feb. ... Charges under Exchange Act Section 17(a) and Rule ...

SEC Division of Examinations Announces 2025 Priorities

On October 21, 2024, the Securities and Exchange Commission (“SEC ... ; and (2) routinely review, update, and enhance their compliance practices .

SEC Plans to Issue 4 Proposals by End of 2024

SEC Plans to Issue 4 Proposals by End of 2024 ... The Securities and Exchange Commission (SEC) is planning to issue 13 proposals in the next 10 ...

Securities Enforcement Forum Central 2024 - Cooley

Event summary. Cooley is proud to sponsor this year's Securities Enforcement Forum Central, a unique, one-day conference that brought together ...

Securities Enforcement Forum D.C. 2024 - Docket Events

Securities Enforcement Forum D.C. is a unique, one-day conference that brings together current and former senior SEC officials, securities enforcement and white ...

SEC Enforcement and Priorities Set Compliance Expectations for 2024

There were 784 total enforcement actions in the SEC's fiscal year 2023, a 3 percent increase from 2022, including: 501 new, or "stand alone," ...

Securities Enforcement Forum West 2024: SEC Reinforces ...

Cooperation Requirements Remain Constant · Assessing Cooperation · Benefits of Cooperation · Enforcement Agenda · “Shadow Trading” · Digital Assets ...

Regulatory Update and Recent SEC Actions | Blank Rome LLP

The SEC, on January 24, 2024, adopted new rules and amendments to enhance disclosures and provide additional investor protection in initial ...

SEC Enforcement and Investment Advisers: 2023 Is in the Books ...

Brought 784 enforcement actions in FY2023, a 3% increase over fiscal year 2022 (FY2022). Brought 501 actions with substantive charges, an 8% ...

Securities Quarterly Update – Fall 2024 | Thompson Hine LLP

Compliance with the shortened Schedule 13G filing deadlines for both initial filings and amendments is required as of September 30, 2024. As an ...

SEC Enforcement in Financial Reporting and Disclosure - Jones Day

SEC Enforcement in Financial Reporting and Disclosure: 2023 Year-End Update. January 31, 2024 White Paper. We are pleased to present our latest update on ...

Gibson Dunn on X: "Our lawyers provide their mid-year securities ...

Our lawyers provide their mid-year securities enforcement update. Securities Enforcement 2024 Mid-Year Update. From gibsondunn.com.

CBP Releases July 2024 Monthly Update

Ensuring Border Security and Managing Migration. CBP, U.S. Immigration and Customs Enforcement (ICE), and U.S. Citizenship and Immigration ...