Current Status of the DOL Fiduciary Rule

Update on DOL's Proposed Rule Regarding Definition of ...

The Proposed Rule explicitly states that disclaimers of fiduciary status will not be effective if other materials provided to, or interactions ...

How the DOL's Proposed Fiduciary Rule Would Affect Retirement ...

Current status of proposed fiduciary definition: As of January 16 ... The proposed rule explains the conditions that advice providers ...

DOL Fiduciary Rule 3.0 – Will the Third Time Be the Charm? | Insights

On October 31, 2023, the U.S. Department of Labor (DOL) issued a proposed rule (the Proposed Rule) to redefine the meaning of “investment ...

DOL Fiduciary Rule Mania: What's Happening and Where It's Headed

Since Labor released the final rule on April 23, two lawsuits were filed against the rule in May and House lawmakers have introduced legislation ...

DOL Fiduciary Rule Status - ACA Group

The Department of Labor (DOL) has proposed a delay in the applicability date of its Fiduciary Rule to June 9, 2017 in order to complete a review of the Rule.

Yet Another DOL Fiduciary Rule Released: Will the 'Regular Basis ...

The 2024 Fiduciary Rule will likely expand the situations in which market participants will be deemed to be Investment Advice fiduciaries with ...

DOL's Latest Attempt to Define Who Is an Investment Advice ...

The Proposal explicitly rules out the possibility of utilizing disclaimers as an end-run around fiduciary status under ERISA. ... Yet again, it ...

Next president might control fate of DOL fiduciary rule, analysts say

With that decision, a three-judge panel ruled that the 2016 fiduciary rule strayed too far from the common-law definition of the term fiduciary, ...

Department of Labor Finalizes Changes to Its Fiduciary Rules

Rule significantly expands the type of advice that results in fiduciary status versus the current rule. ... Rule provides extensive explanation of the types of ...

Former DOL secretary: Fiduciary rule will die if Trump wins White ...

The DOL finalized its most recent version of a fiduciary rule in April. The rule would have taken effect this month if not for the Texas ...

DOL Fiduciary Rule - Insured Retirement Institute (IRI)

On July 29, and effective immediately, the IRI's DOL Standard of Conduct Implementation Working Group decided to place our DOL Fiduciary Rule Implementation ...

DOL Fiduciary Rule Redux - SIFMA

The states who by federal law regulate insurance products have developed and implemented standards for state insurance commissioners including a ...

The Latest Changes Made to the DOL's Final Fiduciary Rule

This includes extending fiduciary status to investment advisors, insurance agents, and other professionals who provide retirement savings ...

The Department of Labor's Investment Advice Fiduciary Rule ...

On April 23, 2024, the Department of Labor (“DOL”) released its final investment advice fiduciary rule, titled the Retirement Security Rule (the ...

The New Fiduciary Rule (38):The Fiduciary Acknowledgment

The DOL's fiduciary regulation will be effective on September 23 of this year. · While some of the requirements (called “conditions”) of PTEs ...

DOL Retirement Security Rule & Related PTE Amendments

The rule upends the current five-part test for determining fiduciary status, sweeping most retirement advice activity under the fiduciary ...

DOL on a 'crusade to ban commissions' with fiduciary rule, speaker ...

Rolled out on Halloween, the newest fiduciary rule continues to drumbeat from the DOL to hold all retirement advice to the toughest standard. At ...

NAIC Releases Statement on the Final DOL Fiduciary Rule

“We continue to have significant concerns about the potential impact of the Department of Labor's (DOL) final fiduciary rule on access and ...

DOL Releases Final Investment Advice Fiduciary Rule - Ascensus

The final rule is intended to create a fiduciary standard that applies uniformly to all investments that individual retirement investors may make.

The U.S. Department of Labor Finalizes its Most Recent Definition of ...

The 2024 Fiduciary Rule defines when a person is considered a fiduciary under Title I and Title II of the Employee Retirement Income Security Act of 1974 ( ...