- Federal Register/Vol. 84🔍
- SEC Staff to Host July 18 Roundtable on Short|Term / Long|Term ...🔍
- Stradley Ronon🔍
- December 15🔍
- schulp|testimony|6|13|2022.pdf🔍
- Comments on the SEC's request for comment on earnings releases ...🔍
- CCI|Comment|Letter|3b|16|Reproposal.pdf🔍
- Business Roundtable Supplemental Public Comments to SEC on ...🔍
SEC Names Vanessa Countryman Acting Secretary
Federal Register/Vol. 84, No. 250/Tuesday, December 31, 2019 ...
and Associate General Counsel, Securities Industry and Financial Markets Association, to Vanessa. Countryman, Acting Secretary, Commission, ...
Name (Even With SEC's ... We can foresee threat actors using SEC disclosures to target registrants with unsophisticated cybersecurity programs.
SEC Staff to Host July 18 Roundtable on Short-Term / Long-Term ...
Send paper comments to Vanessa A. Countryman, Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, D.C. 20549-1090. All ...
personnel that are named in a registrant's disclosures. Providing such a roadmap to threat actors. 19 Commission Statement and Guidance on ...
Vanessa Countryman. Secretary. US Securities and Exchange Commission. 100 F Street, NE. Washington, DC 20549. Re: File No. S7-16-22. SEC ...
January 21, 2022 Ms. Vanessa Countryman Secretary U.S. ...
We agree with the SEC's assessment of the important role of the securities lending market and support its ... those acting as borrowers). 4 ...
nature and scope of the incident, names ... actors to target the SEC's systems to access this highly-sensitive information and specifically.
December 9, 2022 Ms. Vanessa Countryman Secretary ... - SEC.gov
See Attachment A for the list of commenters. 3. See Letter from Sarah Kwak, Associate General Counsel, FINRA, to Daniel Fisher,. Division of ...
... Vanessa Countryman, December 9, 2020, ... Berschinski, Neil Brown, and Matthew Page to U.S. Securities and Exchange Commission Secretary Vanessa.
A proposed class action alleged that Prudential acted ... their names, social security numbers, financial account information, and driver's.
schulp-testimony-6-13-2022.pdf - Cato Institute
Vanessa A. Countryman. Secretary. U.S. Securities and Exchange Commission. 100 F Street NE. Washington, DC 20549-1090. Re: File No. 07-13-22.
Comments on the SEC's request for comment on earnings releases ...
Vanessa Countryman Acting Secretary Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090. Re: File No. S7-26-18. Dear ...
Countryman: The Crypto Council for Innovation (CCI)1 appreciates the opportunity to comment on the Securities and Exchange Commission's re- ...
Business Roundtable Supplemental Public Comments to SEC on ...
Vanessa Countryman Acting Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549. Re: File Number 4-725. Dear Ms ...
U.S. Securities and Exchange Commission | LinkedIn
Vanessa Countryman. Click here to view Holly Yoshinari's profile. Holly ... Sam Waldon, the Division's Chief Counsel, will serve as Acting Deputy Director.
January 31, 2020 Ms. Vanessa A. Countryman Secretary U.S. ...
the Securities and Exchange Commission (the “SEC” or “Commission”) on ... acting as de facto mediator when cohesion of the group collapses ...
May 27, 2022 Ms. Vanessa A. Countryman Secretary Securities and ...
where an account is held in the name of a person who is a registered broker, dealer, government securities dealer, or registered investment ...
... actors accountable. Instead, the SEC's proposal ... 36U.S. Securities and Exchange Commission, “Sunshine Act Meetings,” Vanessa Countryman ...
August 28, 2020. Ms. Vanessa Countryman. Secretary. U.S. Securities and Exchange Commission. 100 F Street NE. Washington DC 20549-1090. Re: Notice of Filing ...
LOGO - Biotechnology Innovation Organization | BIO
Vanessa Countryman. Secretary. Securities and Exchange Commission. 100 F Street NE. Washington, DC 20549-0609. Re: Request for Comment on ...