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FSCS places Welsh firm in default over unsuitable investment ...


Brexit and FSCS protection

... unsuitable investment advice · I got £17k back after my pension operator went ... For customers of a UK branch or establishment of a UK authorised investment firm ...

Basset & Gold Finance Ltd - latest update | FSCS

... unsuitable investment advice · I got £17k back after my pension operator went ... For clarity, a roll-over investment would have occurred at the end of a ...

Beaufort Securities Ltd - News & customer info | FSCS

... unsuitable investment advice · I got £17k back after my pension operator went ... firm's discretionary fund management and advisory stockbroking activities.

FSCS: Recovering compensation costs and tackling the root causes ...

Tackling phoenixing helps ensure bad actors are unable to cause more harm to consumers. Since 2019, FSCS has identified 390 persons of interest ...

FSCS and the Financial Ombudsman Service

... unsuitable investment advice · I got £17k back after my pension operator went ... Company in England and Wales No 3943048. FSCS © Copyright 2024.

SVS Securities - latest update | FSCS

... unsuitable investment advice · I got £17k back after my pension ... As a result, the directors obtained solvency advice and resolved to place the ...

London Capital & Finance (LCF) failure - latest update | FSCS

... unsuitable investment advice · I got £17k back after my pension operator went ... For this reason, although the firm is insolvent, we're not currently able to ...

How FSCS is funded | Financial services firms levy

... unsuitable investment advice · I got £17k back after my pension operator went ... Separate limits apply to the amount each class pays, with pooling arrangements ...

Guide to financial protection in the UK | FSCS

... unsuitable investment advice · I got £17k back after my pension operator went ... investment firms in the UK. It promotes the safety and soundness of the ...

Summary note on protected claims against LCF | FSCS

... unsuitable investment advice · I got £17k back after my pension ... London Capital & Finance plc (“LCF”) was originally set up in July 2012 as a ...

Our mission and strategy | FSCS

... unsuitable for mainstream investors. Our strategy. Prepare. FSCS must be able ... Company in England and Wales No 3943048. FSCS © Copyright 2024.

What is crowdfunding? | FSCS

Investment-based crowdfunding: you invest in a company ... We may be able to pay compensation if you received unsuitable advice to invest, ...

Technology is at the heart of FSCS's plans to improve our customer ...

... unsuitable investment advice · I got £17k back after my pension ... Company in England and Wales No 3943048. FSCS © Copyright 2024.

Section 27 claims | FSCS

... unsuitable investment advice · I got £17k back after my pension operator went ... 1.1 In January 2018 FSCS first declared three Self-invested Personal Pension (“ ...

FSCS Annual Report and Accounts 2021/22

bad actors are not welcome or able to operate. We need higher standards set across all parts of the industry so that consumers are protected ...

Processing claims: what we need | FSCS

... firm, such as providing unsuitable pension transfer advice. Using ... over 500 individual transaction histories and valuations from an investment ...

News & updates | FSCS

I got £85k back for unsuitable investment advice. Geoff* took advice to ... James* lost money when a wealth management firm matured his investment too early.

Gaudi Regulated Services Ltd - update added 5 June | FSCS

... unsuitable investment advice · I got £17k back after my pension ... As well as the documents we've received from former customers of the firm, we ...

Investment types | FSCS

... unsuitable investment advice · I got £17k back after my pension operator went ... Company in England and Wales No 3943048. FSCS © Copyright 2024.

Insurance mediation | FSCS

... unsuitable investment advice · I got £17k back after my pension operator went ... For FSCS to be able to pay compensation to consumers, we are required under our ...