- Form N|PORT and Form N|CEN Reporting; Guidance on Open|End ...🔍
- The SEC's New Marketing Rule🔍
- Giving Good Guidance🔍
- What Private Equity Firms Need to Know About the Ongoing SEC ...🔍
- Military and Security Developments Involving the People's Republic ...🔍
- Final rules; guidance🔍
- Overview of New Securities Act Rule 152 on Integration🔍
- FTC Releases Interim Staff Report on Prescription Drug Middlemen🔍
New Guidance by SEC Underscores Commission's Continued ...
Form N-PORT and Form N-CEN Reporting; Guidance on Open-End ...
The Securities and Exchange Commission (“Commission”) is adopting amendments to reporting requirements on Forms N-PORT and N-CEN that apply to ...
Exchange Commission (SEC) adopted Rule 206(4)-1 (the Advertising Rule) in 1961 ... SEC staff provides guidance on the new Rule. With these new general ...
It is easy to see how a new investor who purchased securities at a time when the prior guidance indicated earnings per share for the year in the ...
What Private Equity Firms Need to Know About the Ongoing SEC ...
Over the last several years, the Securities and Exchange Commission (“SEC”) has been laser-focused on the use of so-called “off-channel ...
AI Washing: SEC Enforcement Actions Underscore the Need for ...
The SEC settled charges last week against two investment advisers for making false and misleading statements about their purported use of ...
Page 18: Kristie Rearick | Legal News Coverage | Law.com
... New Guidance by SEC Underscores Commission's Continued Focus on Cybersecurity Incident Reporting. On June 24, the Securities and Exchange Commission (SEC) ...
○ In 2022, the PLA continued discussing a new ... to “provide new military strategic guidance, establish a strong system of strategic.
Final rules; guidance: Special Purpose Acquisition Companies ...
Page 1. Conformed to Federal Register version. SECURITIES AND EXCHANGE COMMISSION ... new 17 CFR 210.15-01, new 17 CFR 229.1601 through 229.1610 (Item 1600 ...
Overview of New Securities Act Rule 152 on Integration - O'Melveny
In November 2020, the SEC decided to adopt a single safe harbor rule on integration to simplify the integration framework under the Securities ...
FTC Releases Interim Staff Report on Prescription Drug Middlemen
The FTC will continue to use all our tools and authorities to scrutinize dominant players across healthcare markets and ensure that Americans ...
FACT SHEET: Biden-Harris Administration Announces New ...
Providing Clear Guidance to Financial Institutions Supporting the Transition to Net Zero. In September 2023, the Department of the Treasury ...
IRI Comment Letter to SEC Underscores High Stakes for Annuity ...
Beyond this, IRI argues the SEC, if it does implement any new rules, should provide true grandfathering: “Any new standard of conduct should ...
OFAC Consolidated Frequently Asked Questions
In addition, U.S. persons may solicit information regarding a transaction from covered persons, such as, for example, the currency involved; any involvement of ...
Investment Management Update | Insights
Closed-End Fund Activism Update: Shareholder Rights Plans as an Alternative to State Control Share Statutes · Second Circuit Limits SEC's Ability To Seek ...
Securities watchdog IOSCO offers guidelines for oversight of ...
IOSCO said there is a need to improve the understanding of the benefits and risks of trading in VCMs, and how existing regulatory frameworks may ...
UN Tourism | Bringing the world closer
As one of the biggest sectors in the global economy, it has great power to bridge cultures, generate new opportunities and promote sustainable development.
Is the Next Temperamental Era Upon Us?
We continue to believe that the latest trend of disinflation will ... ("Schwab") (Member SIPC), is registered by the Securities and Exchange ...
Press Release: Dupixent phase 3 study confirms significant ... - Sanofi
With Dupixent now treating 1 million patients across seven approved indications, these new results underscore there are still many more patients ...
18 U.S. States Sue SEC Over Alleged Overreach in Crypto Regulation
... Securities and Exchange Commission (SEC) and its ... This substantial financial impact underscores the ongoing tension between the SEC ...
6 Healthcare Insights from Q4 2024 and What They Mean for You
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