- SEC Adopts Rule Amendments Requiring Increased Disclosure of ...🔍
- SEC Adopts Rules Enhancing Short Sale Disclosures🔍
- Short Sale Reporting on Form SHO on the Horizon🔍
- SEC's Sec Lending🔍
- Survey of Short|Selling Regulations🔍
- Short Selling🔍
- Two Publications Co|authored by Prof. Forester Wong Cited by SEC ...🔍
- SEC Adopts Amendments to Beneficial Ownership Reporting and ...🔍
Short Position and Short Activity Reporting by Institutional ...
SEC Adopts Rule Amendments Requiring Increased Disclosure of ...
... short selling activities of institutional investment managers and securities lending activities of certain market participants. The pair of new
SEC Adopts Rules Enhancing Short Sale Disclosures
New Rule 13f-2 implements new obligations on certain institutional investment managers (“Managers”) to report short position and activity data ...
Short Sale Reporting on Form SHO on the Horizon
What Securities are Covered? Rule 13f-2 requires institutional investment managers to report short positions and short activity with respect to ...
SEC's Sec Lending, Short Position Reporting Challenged
When explaining its rationale for a short sale disclosure framework with aggregated, anonymized, and delayed public reporting, the SEC cited the ...
Survey of Short-Selling Regulations - Oxford Academic
The third category—disclosure requirements—allows regulators, and often the public, to observe additional information about short-selling. Disclosure ...
Short Selling - Managed Funds Association
Permitting short selling, particularly with the current robust regulatory framework, means that investors can manage risks better and markets can factor in the ...
Two Publications Co-authored by Prof. Forester Wong Cited by SEC ...
Two Publications Co-authored by Prof. Forester Wong Cited by SEC on their Final Rule: Short Position and Short Activity Reporting by Institutional Investment ...
SEC Adopts Amendments to Beneficial Ownership Reporting and ...
Second, the SEC adopted Rule 13f-2, a new filing that will require institutional investment managers to report certain short positions and activity data when ...
SEC sued over short selling, securities lending disclosure rules
One rule would require certain institutional investment managers to report short-sale-related data to the SEC within 14 calendar days after the ...
Press Releases - Financial Services Commission - 금융위원회
However, securities companies will be obligated to check and verify the electronic short sale processing system of institutional investors and ...
SEC adopts new short selling rule to bolster transparency for market ...
Named Rule 13f-2, the new rule will require institutional investment managers that meet or exceed specific thresholds to report short sale ...
SEC Proposes Short Sale Disclosure Rules | Insights
The SEC would then take the details provided in Form SHO and publish aggregate information on large short positions related to individual equity ...
17 CFR § 240.13f-2 - Reporting by institutional investment ...
§ 240.13f-2 Reporting by institutional investment managers regarding gross short position and activity information. (a) An institutional investment manager ...
The SEC Adopts New Short Sale Reporting Requirements ... - Katten
On October 13, 2023, the SEC adopted Rule 13f-2 which will require institutional investment managers (“Institutional Managers”) to report on ...
Securities and Exchange Commission: Disclosure of Short Sales ...
GAO reviewed the Securities and Exchange Commission's (SEC) new rule on disclosure of short sales and short positions by institutional investment...
Short Position and Short Activity Reporting by Institutional ... - Reddit
Short Position and Short Activity Reporting by Institutional Investment Managers - Final Rule · Best · Top · New · Controversial · Old · Q&A ...
SEC Rule 13f-2: Implications for Investment Managers and ...
These reports include gross short positions and related short activity data for equity securities. Managers must report if their short position ...
Press Release: NAPFM, AIMA and MFA File Opening Brief ...
When explaining its rationale for a short sale disclosure framework with aggregated, anonymized, and delayed public reporting, the SEC cited the ...
Are Short-selling Restrictions Effective? - Office of Financial Research
contains short-sale transactions for National Market System (NMS) stocks reported to the Alternative. Display Facility or a Trade Reporting ...
REMINDER: SEC Short Position (Form SHO) Filing Deadline Fast ...
Rule 13f-2's reporting requirements are quite broad. Unlike Form 13F filing obligations, there is no exclusion under Rule 13f-2 for Managers who ...