Current Status of the DOL Fiduciary Rule

Industry holds breath on DOL's final fiduciary rule - Investment News

The Department of Labor is set to unveil its highly anticipated fiduciary rule, dubbed the Retirement Security Rule, on Tuesday.

Fiduciary Rule Moving Forward - Nyhart

The Department of Labor (DOL) recently confirmed that, barring any action by the courts or Congress, the effective date of the DOL's fiduciary rule will not ...

Department of Labor Issues New Fiduciary Rule | Retirement Plans

On April 23, 2024, the DOL issued the Retirement Security Rule, defining new parameters for what constitutes fiduciary advice.

DOL Releases New Fiduciary Rule - SHRM

The proposed Department of Labor (DOL) rule, called the Retirement Security Rule: Definition of an Investment Advice Fiduciary, updates the ...

The DOL's Final Fiduciary Definition Compared to the Proposal

On April 25, 2024, the Department of Labor published its final regulation on defining fiduciary status for investment advice, and the related ...

How Has the DOL's Fiduciary Rule Affected Plan Sponsors? - Ogletree

The DOL fiduciary rule applies to those who provide investment advice when an individual is rolling over, as well as when a retirement plan ...

DOL Fiduciary Investment Advice – We Have Tread This Road ...

The final rule updates the definition of investment advice fiduciary under ERISA and will generally be effective September 23, 2024, with a delayed compliance ...

DOL Fiduciary Rule - Broker-Dealer Regulation & Litigation Insights

In the meantime, the fiduciary status of advisors and agents will be measured under the current regulation's five-part test. However, in some cases the ...

Final DOL Fiduciary Rule - BrownWinick Law Firm

On April 23, 2024, the Department of Labor (“DOL”) released its new fiduciary investment advice rule titled the “Retirement Security Rule” ...

U.S. Department of Labor Issues a New ERISA Fiduciary Rule (ECEB)

The Final Rule will replace long-standing DOL regulations that have governed the determination of fiduciary status since 1975 (the 1975 ...

DOL Delays Fiduciary Rule Applicability Date to June 9 - ACA Group

The immediate impact of the delay is that advisers to retirement investors will be treated as fiduciaries under the Fiduciary Rule and have an obligation to ...

DOL Amends Fiduciary Advice Definition Regulation

On April 23, 2024, the U.S. Department of Labor (“DOL” or “Department”) issued a final regulatory package amending its fiduciary investment ...

A look at the past, present and future of the DOL's fiduciary rule ...

In 2016, under the Obama administration, the Labor Department finalized a rule, known as the fiduciary rule, that replaced the five-part test ...

Final DOL Fiduciary Rule - McKonly & Asbury

Until the effective date, financial institutions and professionals are advised to begin reviewing their current processes and policies and ...

NAIC Submits Comments on DOL's Proposed Fiduciary Rule

... current Proposed Rule. While DOL has interacted with NAIC staff and members ... As part of our state-based system of insurance regulation in the United ...

DOL Take Three: 'Five-Part Test' Officially Reinstated - Morgan Lewis

The DOL's vacated fiduciary rule, which had replaced the five-part test, made such disclaimers ineffective and caused many brokerage and other ...

The Advisor's Guide to the DOL Fiduciary Rule, 2nd Edition

The Department of Labor's (DOL) fiduciary rule constitutes the single biggest change in the financial advisory area since the passage of ...

Insurer Group Files First Suit Over Biden 401(k) Advice Rule (1)

The US Labor Department's new fiduciary rule drew its first legal challenge on Thursday, as a trade association and five insurance industry plaintiffs asked a ...

DOL Fiduciary Rule Is Stayed by Texas Court - Barron's

A federal judge has temporarily blocked the Department of Labor's contentious fiduciary rule from taking effect, finding that the latest ...

DOL Releases Final Fiduciary Rule for Investment Advisers

The Department of Labor (DOL) has released a final rule updating the definition of an investment advice fiduciary under ERISA. The “Retirement ...