Division of Investment Management

Ropes & Gray's Investment Management Update February – March ...

Greiner served as Deputy Director of the Division of Examinations, and her work as the National Associate Director of the Investment Adviser/ ...

Tag:Oversight of SEC's Division of Investment Management

On 19 September, U.S. Congress' Sub-Committee on Capital Markets held a hearing on oversight of the SEC's Division of Investment Management ...

Voya Investment Management: Voya IM Home - Access Key Insights ...

Voya Investment Management helps investors push what's possible through differentiated solutions across our fixed income, equity and multi-asset platforms, ...

SEC Investment Management Director Steps Down - ThinkAdvisor

William Birdthistle will be replaced by Natasha Vij Greiner, a deputy director in the Division of Examinations.

Investment Management | Morrison Foerster

Social Enterprise + Impact Investing. Related Industries + Issues. Blockchain + Smart Contracts · Fintech. Insights. Insights. Client Alert. SEC Division of ...

Investment Management Update | Insights

The Division examined various firms, including: (i) advisers of large bank complexes; (ii) advisers to registered investment companies, such as mutual funds, ...

Wagner Delivers Opening Remarks at Hearing to Conduct Oversight ...

“The Division of Investment Management has broad regulatory responsibility over registered investment companies, investment advisers, asset ...

SEC Division of Investment Management Tag Archives

Articles Posted in SEC Division of Investment Management · New Wyoming Investment Adviser Registration Law Impacts SEC Registration Requirements.

Division of Investment Management Responds to Questions ...

Form N-PORT. The compliance dates are June 1, 2018 for larger entities and June 1, 2019 for smaller entities1. Funds are required to file their reports on Form ...

SEC's Division of Investment Management to Host Inaugural ...

Continuing its focus on the fund industry, the Securities and Exchange Commission's Division of Investment Management will hold its ...

SEC Division of Investment Management Director William Birdthistle ...

In his remarks, Mr. Birdthistle discussed three broad trends, how the Division's recent rulemaking could address these trends and the risks the ...

Our Funds | Carillon Family of Funds

and Scout Investments are registered investment advisers with the SEC. Reams Asset Management is a division of Scout Investments. All third-party marks are ...

Deputy Director of Division of Investment Management Robert E ...

Robert E. Plaze, the Deputy Director of the Division of Investment Management, is retiring from public service at the end of August after almost 30 years at ...

Raymond James Investment Management - Additional Institutional ...

Together with our boutique investment managers – Chartwell Investment Partners, ClariVest Asset Management ... division of Scout Investments) and Scout ...

About us - Schroders

Schroder Investment Management North America Inc. (“SIMNA”) is an SEC ... Schroders Capital is the private markets investment division of Schroders plc.

SEC's Division of Investment Management to Host Second Annual ...

April 17, 2024 3:18 PM EDT | Source: Newsfile SEC Press Digest. Washington, D.C.--(Newsfile Corp. - April 17, 2024) - The Securities and Exchange ...

BlackRock: Investment Management & Financial Services

BlackRock is one of the world's preeminent asset management firms and a premier provider of investment management. Find out more information here.

Dreyfus | Dreyfus

Dreyfus is a division of Mellon Investments Corporation (MIC), a registered investment adviser and subsidiary of The Bank of New York Mellon Corporation (BNY).

U.S. SEC Division of Investment Management Update

Customer Identification Programs for Registered Investment Advisers and Exempt. Reporting Advisers. Summary: On May 13, 2024, the Securities ...

SEC picks deputy director of investment management division

SEC picks deputy director of investment management division ... The Securities and Exchange Commission named Sarah ten Siethoff as the deputy ...