- New SEC Rules for Private Funds🔍
- Understanding Private Investment Funds🔍
- SEC Adopts New Private Fund Adviser Rules🔍
- The SEC's New Rules — and Their Impact — for Private Fund Advisers🔍
- SEC Adopts Sweeping Rules for Private Fund Advisers🔍
- Significant Rule Changes for Private Fund Advisers🔍
- US Court vacates the SEC's Private Fund Adviser Rules🔍
- The SEC Brings New Challenges to Private Fund Advisers🔍
Private Fund Advisers
New SEC Rules for Private Funds - Acuity Knowledge Partners
The SEC's new private fund advisor rules – a fair ecosystem for investors ... Investment advisors' private funds have steadily increased more than ...
Understanding Private Investment Funds - Carta
In the private funds industry, most advisers are investment firms, such as a venture capital firm, private equity firm, or hedge fund adviser.
SEC Adopts New Private Fund Adviser Rules | Insights
Mandatory Private Fund Adviser Audits Rule (Rule 206(4)-10) (applicable to registered private fund advisers only) ... Annually within 120 days of ...
The SEC's New Rules — and Their Impact — for Private Fund Advisers
Private fund advisers also will no longer be able to allocate fees and expenses to their funds associated with an investigations or examinations ...
SEC Adopts Sweeping Rules for Private Fund Advisers
Under the rules, registered private fund advisers must provide investors with quarterly statements that detail information about fund ...
Significant Rule Changes for Private Fund Advisers
Under the Rules, a private fund adviser is restricted from reducing the amount of an adviser carried interest clawback by actual, potential, or ...
US Court vacates the SEC's Private Fund Adviser Rules
In a decision with significant implications, a US Court has vacated the SEC's Private Fund Adviser Rules in full.
The SEC Brings New Challenges to Private Fund Advisers
The SEC has brought new regulations into the asset wealth management industry aimed at protecting investors who directly or indirectly ...
What Exempt Reporting Advisers need to know about the Private ...
All private fund advisers will be prohibited outright from charging fees or expenses related to an investigation that results or has resulted in ...
SEC Private Fund Adviser Reforms: Final Rules - KPMG International
SEC Private Fund Adviser Reforms: Final Rules · Charging a portfolio investment fees for unperformed services. · Seeking reimbursement, indemnification, ...
Compliance Dates Are Set: A Roadmap for Private Fund Advisers to ...
The PFA Rules reflect the SEC's stated goal of bringing more transparency to private funds by mandating additional and more granular disclosures.
The SEC's Private Fund Adviser Rules Explained — Part 4 - JD Supra
The Quarterly Statement Rule requires advisers to consolidate reporting for similar pools of assets to the extent doing so would provide more ...
SEC Adopts Sweeping New Rules for Private Fund Advisers
On August 23, 2023, the Securities and Exchange Commission (the “SEC”) adopted highly anticipated new rules under the Investment Advisers Act of 1940.
The SEC Adopts Final Rules Regarding the Regulation of Private ...
Specifically, the Final Rules provide for (i) an 18-month transition period for all private fund advisers for compliance with the Audit Rule and ...
... adviser pays the fees specified in Section XXX [410 of USA 2002]. (c) Additional requirements for private fund advisers to certain 3(c)(1) funds. In order ...
SEC Adopts Significant Rule Changes for Private Fund Advisers ...
The SEC voted 3-2 to adopt comprehensive new requirements under the Investment Advisers Act of 1940 (the “Advisers Act”) for investment advisers.
Final rule: Private Fund Advisers - Akin Gump
Rule 206(4)-10 Private fund adviser audits. As a means reasonably designed to prevent such acts, practices, and courses of business. (a)As a means ...
The New Private Fund Rules: What Now for Registered Advisers?
The SEC's new restricted activities and preferential treatment rules also apply to exempt reporting advisers (ERAs).
SEC Adopts Final Rules on Private Fund Advisers; Documentation ...
The Commission promulgated five new Rules under the Advisers Act and made amendments to two existing Rules (collectively, the “Rules”).
SEC Adopts Substantive Requirements for Advisers to Private Funds
The New Rules prohibit all investment advisers to private funds from charging certain fees or expenses related to the compliance, regulatory and examinations ...
Godrej Fund Management
CompanyApax Partners
Private equity companyApax Partners LLP is a British private equity firm, headquartered in London, England. The company also operates out of six other offices in New York, Hong Kong, Mumbai, Tel Aviv, Munich and Shanghai.
IFM Investors
Investment companyIFM Investors is a provider of investment services, headquartered in Melbourne, Australia. As of 27 April 2023, IFM Investors invests on behalf of more than 640 institutions worldwide, including pension, superannuation and sovereign wealth funds, universities, insurers, endowment funds and foundations.
GAM
Asset management companyGAM Investments is an independent, pure play asset management group headquartered in Zurich. The Group sells to a wide range of client segments such as institutions, wholesale intermediaries, financial advisers, and private investors.
CVC Capital Partners
Private equity companyCVC Capital Partners plc is a Jersey-based private equity and investment advisory firm with approximately €186 billion of assets under management and approximately €157 billion in secured commitments since inception across American, European, and Asian private equity, secondaries, credit funds and infrastructure.
Hg
Private equity companyHg is a private equity firm targeting technology buyouts primarily in Europe and the US. Hg focuses on investments in technology and services sectors.